HOWE BARNES CAPITAL MANAGEMENT, INC.
CRD #110715 SEC #801-56726 CHICAGO, IL 312-655-3000
SEC Registered
Total AUM
$561.8M
Discretionary
$403.2M
Employees
--
Clients
101
Accounts
728
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| ABULS, PETERIS, ROBERT | I | VICE PRESIDENT | NA | Control |
| BERNARDI, MARIO, GIULIO | I | DIRECTOR | NA | Control |
| BERNARDI, MARIO, GIULIO | I | DIRECTOR | NA | Control |
| BERNARDI, MARIO, GIULIO | I | DIRECTOR | NA | Control |
| BERNARDI, MARIO, GIULIO | I | DIRECTOR | NA | Control |
| BERNARDI, MARIO, GIULIO | I | DIRECTOR | NA | Control |
| BERNARDI, MARIO, GIULIO | I | DIRECTOR | NA | Control |
| BERNARDI, MARIO, GIULIO | I | DIRECTOR | NA | Control |
| BERNARDI, MARIO, GIULIO | I | DIRECTOR | NA | Control |
| BOBA, MATTHEW, C | I | GENERAL COUNSEL | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| BONE, RICHARD, ALLEN | I | VICE PRESIDENT | NA | Control |
| BURKE, EDWARD, JOSEPH | I | VICE PRESIDENT | NA | |
| BURKE, EDWARD, JOSEPH | I | VICE PRESIDENT | NA | |
| BURKE, EDWARD, JOSEPH | I | VICE PRESIDENT | NA | |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CARDENAS, DANIEL, EDWARD | I | DIRECTOR | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT & C.E.O. | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT & C.E.O. | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT & C.E.O. | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT/C.E.O./CHAIRMAN | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT & C.E.O. | NA | |
| COUGHLIN, DANIEL, EDMUND | I | PRESIDENT, DIRECTOR | NA | Control |
| DECORA, JEFFREY, SCOTT | I | VICE PRESIDENT | NA | Control |
| DECORA, JEFFREY, SCOTT | I | VICE PRESIDENT | NA | Control |
| DECORA, JEFFREY, SCOTT | I | VICE PRESIDENT | NA | Control |
| DUNNING, JOHN, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNNING, JOHN, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNNING, JOHN, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNNING, JOHN, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNNING, JOHN, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| ELLER, JAMES, ALLEN | I | VICE PRESIDENT | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRANZ, RICHARD, BONAFIELD | I | TREASURER / SENIOR VICE PRESIDENT | NA | Control |
| FRANZ, RICHARD, BONAFIELD | I | TREASURER / SENIOR VICE PRESIDENT | NA | Control |
| FRANZ, RICHARD, BONAFIELD | I | TREASURER / SENIOR VICE PRESIDENT | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HARRIS, GLENN, CARR | I | DIRECTOR | NA | Control |
| HAWKE, JOHN, ALAN | I | CHAIRMAN & C.E.O, DIRECTOR; OWNER OF MORE THAN 10% OF HOWE BARNES INVESTMENTS, INC. STOCK | NA | Control |
| HAWKE, JOHN, ALAN | I | CHAIRMAN & C.E.O, DIRECTOR; OWNER OF MORE THAN 10% OF HOWE BARNES INVESTMENTS, INC. STOCK | NA | Control |
| HAWKE, JOHN, ALAN | I | CHAIRMAN & C.E.O, DIRECTOR; OWNER OF MORE THAN 10% OF HOWE BARNES INVESTMENTS, INC. STOCK | NA | Control |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| HEIN, DAVID | I | COMPLIANCE OFFICER | NA | |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | Control |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | Control |
| JULIEN, JEFFREY, PAUL | I | DIRECTOR | NA | Control |
| KUKLENSKI, JOHN, MICHAEL | I | DIRECTOR | NA | Control |
| KUKLENSKI, JOHN, MICHAEL | I | DIRECTOR | NA | Control |
| KUKLENSKI, JOHN, MICHAEL | I | DIRECTOR | NA | Control |
| KUNZ, CARL, R | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| KUNZ, CARL, R | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | TREASURER | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | TREASURER | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | TREASURER | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | TREASURER | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAKOWSKI, DAVID, EDWARD | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | Control |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | Control |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | Control |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | Control |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | Control |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | Control |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | Control |
| LAMPSA, BRIAN, JEROME | I | VICE PRESIDENT | NA | Control |
| MATECKI, PAUL, LOUIS | I | SECRETARY | NA | Control |
| MATECKI, PAUL, LOUIS | I | SECRETARY | NA | Control |
| MATECKI, PAUL, LOUIS | I | SECRETARY | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NOLAN, JAMES, DANIEL | I | SR VICE PRESIDENT, DIRECTOR | NA | Control |
| OCHOA, MICHAEL, ROBERT | I | DIRECTOR | NA | Control |
| OCHOA, MICHAEL, ROBERT | I | DIRECTOR | NA | Control |
| RAND, ANDREW, JEROME | I | FIRST VICE PRESIDENT | NA | Control |
| RAND, ANDREW, JEROME | I | FIRST VICE PRESIDENT | NA | Control |
| RAND, ANDREW, JEROME | I | FIRST VICE PRESIDENT | NA | Control |
| REYNOLDS, MATTHEW, MARK | I | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | NA | Control |
| REYNOLDS, MATTHEW, MARK | I | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | NA | Control |
| REYNOLDS, MATTHEW, MARK | I | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | NA | Control |
| SCHWALJE, GLENN, SCOTT | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWALJE, GLENN, SCOTT | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWALJE, GLENN, SCOTT | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| TURNER, KATHARINE, JEAN | I | ASSISTANT VICE PRESIDENT | NA | |
| ZANK, DENNIS, WILLIAM | I | DIRECTOR / PRESIDENT | NA | Control |
| ZANK, DENNIS, WILLIAM | I | DIRECTOR / PRESIDENT | NA | Control |
| ZANK, DENNIS, WILLIAM | I | DIRECTOR / PRESIDENT | NA | Control |
| ZARTARIAN, LAWRENCE, V | I | VICE PRESIDENT | NA | |
| ZARTARIAN, LAWRENCE, V | I | VICE PRESIDENT | NA | |
| ZARTARIAN, LAWRENCE, V | I | VICE PRESIDENT | NA | |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HOWE BARNES INVESTMENTS, INC. | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | DE | HOWE BARNES HOEFER & ARNETT, INC. | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | HOWE BARNES HOEFER & ARNETT, INC. | E | Control |
Registrations
Federal
IA
Jan 24, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA WI WV
Address
C/O HOWE BARNES HOEFER & ARNETT, INC.222 SOUTH RIVERSIDE PLAZA, 7TH FLOOR
CHICAGO, IL 60606-5808
U.S.A.
Phone: 312-655-3000