GRAY SEIFERT & CO INC
CRD #110719 SEC #801-15065 NEW YORK, NY 212-573-8170
SEC Registered
Total AUM
$717.4M
Discretionary
$717.4M
Employees
--
Clients
--
Accounts
378
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Apr 24, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARKWRIGHT, RICHARD | I | EXECUTIVE VP AND ASST SECRETARY | NA | Control |
| ARKWRIGHT, RICHARD | I | EXECUTIVE VP AND ASST SECRETARY | NA | Control |
| ARKWRIGHT, RICHARD | I | EXECUTIVE VP AND ASST SECRETARY | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | DIRECTOR, PRESIDENT | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | DIRECTOR, PRESIDENT | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | DIRECTOR, PRESIDENT, TREASURER | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SEIFERT, MILES, P | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
Registrations
Federal
IA
Apr 24, 2002 REGISTERED
Notice Filings (11)
CA CT FL MN NH NJ NY OH PA TX VT
Address
380 MADISON AVENUENEW YORK, NY 10017
USA
Phone: 212-573-8170