HERRMANN & COOKE, INC.
Legal name: HERRMANN & COOKE WEALTH MANAGEMENT
CRD #110722 SEC #801-31115 DANVILLE, CA 925-831-0200
SEC Registered
Total AUM
$492.8M
Discretionary
$490.6M
Employees
10
Clients
--
Accounts
1,440
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOKE, JASON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERRMANN, DAVID, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERRMANN, DAVID, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE FAMILY TRUST | DE | DIRECT OWNER | D | |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT, TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| COOKE, KIMBERLY, MARIE | I | TRUSTEE OF THE COOKE FAMILY TRUST | D | Control |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN FAMILY TRUST | DE | DIRECT OWNER | D | |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, BRENDA, JOY | I | CFO, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO AND PRESIDENT | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO AND PRESIDENT | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO AND PRESIDENT | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO, PRESIDENT, & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO AND PRESIDENT | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| HERRMANN, DAVID, PAUL | I | CEO & CHIEF COMPLIANCE OFFICER, TRUSTEE OF THE HERRMANN FAMILY TRUST | D | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT | C | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT | C | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT | C | |
| COOKE, JASON, MICHAEL | I | PRESIDENT | C | |
| COOKE, JASON, MICHAEL | I | PRESIDENT | C | |
| COOKE, JASON, MICHAEL | I | PRESIDENT | C | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT | C | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT | C | Control |
| COOKE, JASON, MICHAEL | I | PRESIDENT | A | |
| COOKE, JASON, MICHAEL | I | PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COOKE, JASON, MICHAEL | I | COOKE FAMILY TRUST | F | Control |
| COOKE, JASON, MICHAEL | I | COOKE FAMILY TRUST | F | Control |
| COOKE, KIMBERLY, MARIE | I | COOKE FAMILY TRUST | F | Control |
| COOKE, KIMBERLY, MARIE | I | COOKE FAMILY TRUST | F | Control |
| HERRMANN, BRENDA, JOY | I | HERRMANN FAMILY TRUST | F | Control |
| HERRMANN, BRENDA, JOY | I | HERRMANN FAMILY TRUST | F | Control |
| HERRMANN, DAVID, PAUL | I | HERRMANN FAMILY TRUST | F | Control |
| HERRMANN, DAVID, PAUL | I | HERRMANN FAMILY TRUST | F | Control |
Registrations
Federal
IA
Mar 30, 2022 REGISTERED
Notice Filings (9)
AZ CA HI ID LA NV OR TX WA
Address
370 DIABLO ROADSUITE 201
DANVILLE, CA 94526-3438
United States
Phone: 925-831-0200