HERITAGE FINANCIAL MANAGEMENT, LLC
CRD #110736 SEC #801-55557 CHARLOTTESVILLE, VA 804-977-4420
SEC Registered
Total AUM
$405.3M
Discretionary
$113.5M
Employees
5
Clients
51
Accounts
118
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELL, RUSSELL, JOHN | I | MANAGING DIRECTOR | NA | Control |
| BELL, RUSSELL, JOHN | I | MANAGING DIRECTOR | NA | Control |
| BREWSTER, BENJAMIN | I | MANAGING DIRECTOR | NA | Control |
| BREWSTER, BENJAMIN | I | MANAGING DIRECTOR | NA | Control |
| COLBERG, CRAIG, FARNHAM | I | MANAGING DIRECTOR | NA | Control |
| HAMAR, GEORGE, DAVID PHELPS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMBINED CAPITAL MANAGEMENT, INC. | DE | MEMBER | C | |
| COMBINED CAPITAL MANAGEMENT, INC. | DE | MEMBER | C | |
| INVESTORS' RECORDS CORPORATION | DE | MEMBER | C | |
| INVESTORS' RECORDS CORPORATION | DE | MEMBER | C | |
| GLENBROOK FINANCAIL MANAGEMENT, INC. | DE | MEMBER | B | |
| GLENBROOK FINANCAIL MANAGEMENT, INC. | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COLBERG, CRAIG, FARNHAM | I | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | Control |
| COMBINED CAPTIAL MANAGEMENT, INC. | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| COMBINED CAPTIAL MANAGEMENT, INC. | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| GLENBROOK FINANCIAL MANAGEMENT, INC. | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| GLENBROOK FINANCIAL MANAGEMENT, INC. | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| HAMAR CAPITAL LTD. | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| HAMAR CAPITAL LTD. | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| HAMAR, GEORGE, DAVID PHELPS | I | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| HAMAR, GEORGE, DAVID PHELPS | I | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| INVESTORS' RECORDS CORPORATION | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| INVESTORS' RECORDS CORPORATION | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS D SHARES | F | |
| BELL, RUSSELL, JOHN | I | GLENBROOK FINANCIAL MANAGEMENT | E | Control |
| BELL, RUSSELL, JOHN | I | GLENBROOK FINANCIAL MANAGEMENT | E | Control |
| BREWSTER, BENJAMIN | I | COMBINED CAPITAL MANAGEMENT, INC. | E | Control |
| BREWSTER, BENJAMIN | I | COMBINED CAPITAL MANAGEMENT, INC. | E | Control |
| HAMAR CAPITAL, LTD | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS C SHARES | E | |
| HAMAR CAPITAL, LTD | DE | HERITAGE FINANCIAL MANAGEMENT, LLC; CLASS C SHARES | E | |
| ARMSTRONG, WHITNEY, BREWSTER | I | INVESTORS' RECORDS CORPORATION | C | |
| ARMSTRONG, WHITNEY, BREWSTER | I | INVESTORS' RECORDS CORPORATION | C | |
| BREWSTER, BENJAMIN | I | INVESTORS RECORDS CORPORATION | C | Control |
| BREWSTER, BENJAMIN | I | INVESTORS RECORDS CORPORATION | C | Control |
| YORK, JANET, BREWSTER | I | INVESTORS' RECORDS CORPORATION | C | |
| YORK, JANET, BREWSTER | I | INVESTORS' RECORDS CORPORATION | C |
Registrations
Federal
IA
Mar 22, 2002 REGISTERED
Notice Filings (1)
VA
Address
614 EAST HIGH ST.CHARLOTTESVILLE, VA 22902
USA
Phone: 804-977-4420