RIA Intelligence

DUFF & PHELPS LLC

CRD #110745 SEC #801-53178 CHICAGO, IL 312-697-4600
SEC Registered
Total AUM
--
Discretionary
--
Employees
501
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 2, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CREAGH, GERARD, MICHAELICO PRESIDENTNA Control
CREAGH, GERARD, MICHAELIPRESIDENTNA Control
CREAGH, GERARD, MICHAELICO PRESIDENTNA Control
MAKSTENIEKS, CATHERINE, ANNICHIEF COMPLIANCE OFFICERNA Control
MAKSTENIEKS, CATHERINE, ANNICHIEF COMPLIANCE OFFICERNA Control
MAREK, MICHAEL, JAMESICHIEF FINANCIAL OFFICERNA Control
MAREK, MICHAEL, JAMESICHIEF COMPLIANCE OFFICERNA Control
MAREK, MICHAEL, JAMESICHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICERNA Control
SILVERMAN, JACOB, LOUISIEXECUTIVE VICE PRESIDENTNA Control
SILVERMAN, JACOB, LOUISIEXECUTIVE VICE PRESIDENTNA Control
SILVERMAN, JACOB, LOUISIEVP AND CFONA Control
SILVERMAN, JACOB, LOUISIEXECUTIVE VICE PRESIDENTNA Control
SILVERMAN, JACOB, LOUISIEXECUTIVE VICE PRESIDENTNA Control
DUFF & PHELPS ACQUISITIONS, LLCDESOLE MEMBERE Control
DUFF & PHELPS ACQUISITIONS, LLCDESOLE MEMBERE Control
DUFF & PHELPS ACQUISITIONS, LLCDESOLE MEMBERE Control
DUFF & PHELPS HOLDINGS, LLCDEOWNERE Control
DUFF & PHELPS HOLDINGS, LLCDESOLE MEMBERE Control
GOTTDIENER, NOAHICHIEF EXECUTIVE OFFICERB Control
GOTTDIENER, NOAHICHIEF EXECUTIVE OFFICERB Control
GOTTDIENER, NOAHICHIEF EXECUTIVE OFFICERB Control
GOTTDIENER, NOAHICHIEF EXECUTIVE OFFICERB Control
GOTTDIENER, NOAHICHIEF EXECUTIVE OFFICERB Control
GOUGIS, CHESTER, ARTHURICO-PRESIDENTB Control
GOUGIS, CHESTER, ARTHURIPRESIDENTB Control
GOUGIS, CHESTER, ARTHURICO-PRESIDENTB Control
GOUGIS, CHESTER, ARTHURIPRESIDENTB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BOWMAN PARTNERS GP CO.FEBOWMAN PARTNERS LPF Control
LOVELL MINNICK EQUITY ADVISORS LLCDELOVELL MINNICK EQUITY PARTNERS LPF Control
LOVELL MINNICK HOLDINGS, LLCDELOVELL MINNICK PARTNERS, LLCF Control
LOVELL MINNICK PARTNERS, LLCDELOVELL MINNICK EQUITY ADVISORS, LLCF Control
AEGON N.V.FEAEGON USA, INCE Control
AEGON USA, INC.DEPF LIFE INSURANCE COMPANYE Control
FRANK RUSSELL COMPANYDEFRANK RUSSELL INVESTMENTS (CAYMAN) LTD.E Control
FRANK RUSSELL INVESTMENTS (CAYMAN) LTD.FEBOWMAN PARTNERS GP CO.E Control
LOVELL MINNICK HOLDINGS, LLCDELOVELL MINNICK PARTNERS, LLCE Control
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS, LLCD
LOVELL, JEFFREY, DALEILOVELL MINNICK HOLDINGS, LLCD Control
BOWMAN PARTNERS LPFELOVELL MINNICK EQUITY PARTNERS LPC Control
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC
MINNICK, JAMES, EDWARDILOVELL MINNICK HOLDINGS LLCC Control
PANTHEON GLOBAL SECONDARY FUND II LIMITEDFEBOWMAN PARTNERS LPC Control
PFL LIFE INSURANCE COMPANYDELOVELL MINNICK EQUITY PARTNERS LPC Control
VESTAR CAPITAL PARTNERS IV, LPDEDUFF & PHELPS ACQUISITIONS, LLCC Control
VESTAR CAPITAL PARTNERS IV, LPDEDUFF & PHELPS ACQUISITIONS, LLCC Control
VESTAR CAPITAL PARTNERS IV, LPDEDUFF & PHELPS ACQUISITIONS, LLCC Control

Registrations

Federal

IA
Feb 2, 2007 REGISTERED

Notice Filings (4)

CA IL NY PA

Address

311 S. WACKER DRIVE
STE 4200
CHICAGO, IL 60606
USA
Phone: 312-697-4600