HAUSSMANN FINANCIAL INC.
CRD #110747 SEC #801-72313 LAKE FOREST, CA 949-250-4973
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HAUSSMANN, TRUDY, DIANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 26, 2025 REGISTERED
Notice Filings (26)
AR AZ CA CO FL GA HI ID IL IN KY LA ME NC NH NM NV NY OH OK OR PA TN TX UT WA
Address
23201 LAKE CENTER DRIVE#300
LAKE FOREST, CA 92630
United States
Phone: 949-250-4973