LIBBIE AGRAN FINANCIAL SERVICES & SEMINARS
CRD #110758 SEC #801-24081 SANTA MONICA, CA 310-586-1828
SEC Registered
Total AUM
$691.9M
Discretionary
$682.7M
Employees
8
Clients
251
Accounts
321
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGRAN, MARY, ELIZABETH | I | PRESIDENT | NA | Control |
| AGRAN, MARY, ELIZABETH | I | PRESIDENT | NA | Control |
| AGRAN, MARY, ELIZABETH | I | SENIOR ADVISOR | NA | |
| AGRAN, MARY, ELIZABETH | I | SENIOR ADVISOR | NA | |
| AGRAN, MARY, ELIZABETH | I | SENIOR ADVISOR | NA | Control |
| AGRAN, MARY, ELIZABETH | I | SENIOR ADVISOR | NA | |
| AGRAN, MARY, ELIZABETH | I | SENIOR ADVISOR | NA | |
| AGRAN, MARY, ELIZABETH | I | SENIOR ADVISOR | NA | |
| AGRAN, MARY, ELIZABETH | I | SENIOR ADVISOR | NA | Control |
| MUELLER, PETER, WILLIAM | I | VICE PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | VICE PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUELLER, PETER, WILLIAM | I | PRESIDENT | NA | Control |
| MUELLER, PETER, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABLAN, BENICIA, JANAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AGRAN, MARY, ELIZABETH | I | PRESIDENT | E | Control |
| AGRAN, MARY, ELIZABETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| AGRAN, MARY, ELIZABETH | I | PRESIDENT/FINANCIAL ADVISER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
| HAMOA CORP | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
| MUELLER, PETER, WILLIAM | I | HAMOA CORP. | E | Control |
Registrations
Federal
IA
Mar 20, 2017 REGISTERED
Notice Filings (5)
CA NY TX VT WA
Address
2120 COLORADO AVENUESUITE 100
SANTA MONICA, CA 90404
United States
Phone: 310-586-1828