HILLTOP SECURITIES ASSET MANAGEMENT, LLC
CRD #110760 SEC #801-40189 DALLAS, TX 214-953-4000
SEC Registered Disclosures
Total AUM
$31.7B
Discretionary
$0
Employees
31
Clients
0
Accounts
54
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| BASS, PAUL, MILTON | I | DIRECTOR | NA | Control |
| CAMPBELL, DONALD, NONE | I | CHIEF LEGAL OFFICER | NA | Control |
| CAMPBELL, DONALD, NONE | I | PRESIDENT | NA | Control |
| CAMPBELL, DONALD, NONE | I | PRESIDENT | NA | Control |
| CAMPBELL, DONALD, NONE | I | PRESIDENT | NA | Control |
| CAMPBELL, DONALD, NONE | I | PRESIDENT | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COGLIANO, MICHAEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COMMONS, DAVID, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COOK, KAREN, LUNDSKOW | I | LEGAL COUNSEL | NA | Control |
| COOK, KAREN, LUNDSKOW | I | LEGAL COUNSEL | NA | Control |
| COOK, KAREN, LUNDSKOW | I | LEGAL COUNSEL | NA | Control |
| COOK, KAREN, LUNDSKOW | I | LEGAL COUNSEL | NA | Control |
| COULTER, ROBERT, VINCENT | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COYA, SCOTT, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coya, Scott | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coya, Scott | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coya, Scott | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coya, Scott | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coya, Scott | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coya, Scott | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coya, Scott | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Coya, Scott | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNDA, MARY ANN | I | PRESIDENT | NA | Control |
| DUNDA, MARY ANN | I | PRESIDENT AND BOARD MEMBER | NA | Control |
| DUNDA, MARY ANN | I | PRESIDENT AND BOARD MEMBER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHEIF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| EDGE, JOSEPH, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | DIRECTOR | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN/CEO | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN OF THE BOARD OF MANAGERS/CEO | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN OF THE BOARD OF MANAGERS/CEO | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN OF THE BOARD OF MANAGERS/CEO | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN OF THE BOARD OF MANAGERS/CEO | NA | Control |
| FEINBERG, HILLEL, ARNOLD | I | CHAIRMAN OF THE BOARD OF MANAGERS/CEO | NA | Control |
| FERTIG, SCOTT, OGDEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERTIG, SCOTT, OGDEN | I | DIRECTOR OF COMPLIANCE | NA | Control |
| FERTIG, SCOTT, OGDEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERTIG, SCOTT, OGDEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERTIG, SCOTT, OGDEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERTIG, SCOTT, OGDEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLEY, DONALD, FRANCIS | I | CHIEF COMPLIANCE OFFICER/ AML OFFICER | NA | Control |
| FOLEY, DONALD, FRANCIS | I | CHIEF COMPLIANCE OFFICER/ AML OFFICER | NA | Control |
| FOLEY, DONALD, FRANCIS | I | CHIEF COMPLIANCE OFFICER/ AML OFFICER | NA | Control |
| HOLT, DAVID, ERIC | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| HOLT, DAVID, ERIC | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| HOLT, DAVID, ERIC | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| HOLT, DAVID, ERIC | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| HOLT, DAVID, ERIC | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | BOARD MANAGER | NA | Control |
| MARZ, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| MARZ, MICHAEL, JOHN | I | BOARD MANAGER | NA | Control |
| MARZ, MICHAEL, JOHN | I | BOARD MANAGER | NA | Control |
| MARZ, MICHAEL, JOHN | I | BOARD MANAGER | NA | Control |
| MARZ, MICHAEL, JOHN | I | BOARD MANAGER | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD DIRECTOR | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | PRESIDENT | NA | Control |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MEDANICH, DAVID, KING | I | BOARD MANAGER | NA | |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| MORRIS, BLAKE, BARNES | I | CHIEF COMPLIANCE OFFICER / AML OFFICER | NA | Control |
| SCHLOSBERG, PAUL, EDWARD | I | CHAIRMAN & CEO | NA | Control |
| TIMM, WILLIAM, CONNELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO/PRESIDENT | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO/PRESIDENT | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN AND CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CEO | NA | Control |
| WINGES, MARTIN, BRADLEY | I | CHAIRMAN OF THE BOARD | NA | Control |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL CONUSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| WITTNEBEN, BRIAN, LANE | I | SECRETARY/GENERAL COUNSEL | NA | |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDING, L.L.C. | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDINGS, INC. (FSH) | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDINGS, INC. (FSH) | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDINGS, INC. (FSH) | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDINGS, INC. (FSH) | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDINGS, INC. (FSH) | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDINGS, INC. (FSH) | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDINGS, INC. (FSH) | DE | PARENT COMPANY | E | Control |
| FIRST SOUTHWEST HOLDINGS, INC. (FSH) | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP HOLDINGS INC. | DE | HILLTOP SECURITIES HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | PERUNA, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | PERUNA, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | PERUNA, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| HILLTOP SECURITIES HOLDING, LLC | DE | FIRST SOUTHWEST HOLDINGS, LLC | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| PLAINSCAPITAL BANK | DE | PLAINSCAPITAL CORPORATION | E | Control |
| FIRST SOUTHWEST PARTNERS, LTD. | DE | FIRST SOUTHWEST HOLDINGS, INC. | D | Control |
| FIRST SOUTHWEST PARTNERS, LTD. | DE | FIRST SOUTHWEST HOLDINGS, INC. | D | Control |
| FIRST SOUTHWEST PARTNERS, LTD. | DE | FIRST SOUTHWEST HOLDINGS, INC. | D | Control |
| FIRST SOUTHWEST PARTNERS, LTD. | DE | FIRST SOUTHWEST HOLDINGS, INC. | D | Control |
| FIRST SOUTHWEST PARTNERS, LTD. | DE | FIRST SOUTHWEST HOLDINGS, INC. | D | Control |
| FIRST SOUTHWEST PARTNERS, LTD. | DE | FIRST SOUTHWEST HOLDINGS, INC. | D | Control |
| FIRST SOUTHWEST PARTNERS, LTD. | DE | FIRST SOUTHWEST HOLDINGS, INC. | D | Control |
| FIRST SOUTHWEST PARTNERS, LTD. | DE | FIRST SOUTHWEST HOLDINGS, INC. | D | Control |
| FEINBERG, HILLEL, ARNOLD | I | FIRST SOUTHWEST HOLDINGS, INC. | C | Control |
| FEINBERG, HILLEL, ARNOLD | I | FIRST SOUTHWEST HOLDINGS, INC. | C | Control |
| FEINBERG, HILLEL, ARNOLD | I | FIRST SOUTHWEST HOLDINGS, INC. | C | Control |
| FEINBERG, HILLEL, ARNOLD | I | FIRST SOUTHWEST HOLDINGS, INC. | C | Control |
| FEINBERG, HILLEL, ARNOLD | I | FIRST SOUTHWEST HOLDINGS, INC. | C | Control |
| FEINBERG, HILLEL, ARNOLD | I | FIRST SOUTHWEST HOLDINGS, INC. | C | Control |
| FEINBERG, HILLEL, ARNOLD | I | FIRST SOUTHWEST HOLDINGS, INC. | C | Control |
| FEINBERG, HILLEL, ARNOLD | I | FIRST SOUTHWEST HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (27)
AZ CA CO FL GA IN KY LA MA MD ME MI MN MS NC NH NJ NM NY OH OK OR RI TN TX VA WA
Address
717 N. HARWOOD STREETSUITE 3400
DALLAS, TX 75201
United States
Phone: 214-953-4000