HENNESSY ADVISORS, INC.
CRD #110770 SEC #801-36288 NOVATO, CA 415-899-1555
SEC Registered
Total AUM
$4.3B
Discretionary
$4.3B
Employees
19
Clients
--
Accounts
17
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Nov 14, 2025
- Branch Offices
- 3
- LEI
- 549300OM5HCSFZO7FR31
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| BENNETT, CHARLES, WALTON | I | INDEPENDENT DIRECTOR | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CARLSON, BRIAN, CAMERON | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| CHESKIEWICZ, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| EMERSON, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| EMERSON, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| EMERSON, JENNIFER, LYNN | I | GENERAL COUNSEL & SHAREHOLDER | NA | |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| FAHY, KATHRYN, ROSE | I | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT & SHAREHOLDER | NA | Control |
| HANSEL, HENRY | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & INVESTOR | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HANSEL, HENRY, CURTIS | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & SHAREHOLDER | NA | Control |
| HENNESSY, HELEN | I | INVESTOR | NA | |
| HENNESSY, TIMOTHY, EDWARD | I | INVESTOR | NA | |
| Knight-O'Riordan, Lydia, Dawn | I | DIRECTOR | NA | Control |
| Knight-O'Riordan, Lydia, Dawn | I | DIRECTOR & SHAREHOLDER | NA | Control |
| Knight-O'Riordan, Lydia, Dawn | I | DIRECTOR & SHAREHOLDER | NA | Control |
| Knight-O'Riordan, Lydia, Dawn | I | DIRECTOR & SHAREHOLDER | NA | Control |
| Knight-O'Riordan, Lydia, Dawn | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, G | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & INVESTOR | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| LIBARLE, DANIEL, GEORGE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT & CORPORATE SECRETARY & DIRECTOR | NA | |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT & CORPORATE SECRETARY & DIRECTOR | NA | |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| NILSEN, TERESA, MARIANI | I | PRESIDENT, CHIEF OPERATING OFFICER, CORPORATE SECRETARY, DIRECTOR & SHAREHOLDER | NA | Control |
| Newton, Kiera, Markale | I | DIRECTOR | NA | Control |
| Newton, Kiera, Markale | I | DIRECTOR & SHAREHOLDER | NA | Control |
| Newton, Kiera, Markale | I | DIRECTOR & SHAREHOLDER | NA | Control |
| Newton, Kiera, Markale | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & INVESTOR | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OFFENBACH, RODGER, DEAN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| POMILIA, SUSAN, WEBER | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, L | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & INVESTOR | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| SEAVEY, THOMAS, LAWRENCE | I | DIRECTOR & SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR & SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR & SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR & SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR & SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, DIRECTOR & SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT AND SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT AND SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & SHAREHOLDER | NA | Control |
| STEADMAN, DANIEL, BRUCE | I | EXECUTIVE VICE PRESIDENT & SHAREHOLDER | NA | Control |
| THOMAS, HARRY, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, HARRY, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, HARRY, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, HARRY, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENNESSEY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | D | Control |
| HENNESSEY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSEY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSEY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSEY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN & CEO | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | PRESIDENT, CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, NEIL, JOSEPH | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER & SHAREHOLDER | C | Control |
| HENNESSY, BRIAN, ANTHONY | I | DIRECTOR & INVESTOR | A | Control |
| HENNESSY, HELEN | I | INVESTOR | A | |
| HENNESSY, TIMOTHY, EDWARD | I | INVESTOR | A |
Registrations
Federal
IA
Nov 14, 2025 REGISTERED
Notice Filings (5)
CA CT NV NY OR
Address
7250 REDWOOD BOULEVARDSUITE 200
NOVATO, CA 94945
United States
Phone: 415-899-1555