FFP ADVISORY SERVICES INC
CRD #110778 SEC #801-25420 CHESTERFIELD, MO 636-537-1040
SEC Registered
Total AUM
$893.2M
Discretionary
$872M
Employees
251
Clients
--
Accounts
11,767
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Nov 3, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AINSWORTH, CHARLES, DONALD | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| AINSWORTH, CHARLES, DONALD | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| AINSWORTH, CHARLES, DONALD | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| BRUTON, JUDY, RAKER | I | CLO/SECRETARY/DIRECTOR | NA | Control |
| BRUTON, JUDY, RAKER | I | CLO/SECRETARY/DIRECTOR | NA | Control |
| ELLIOTT, KIMBERLY, SHAW | I | CLO | NA | Control |
| ELLIOTT, KIMBERLY, SHAW | I | CLO | NA | Control |
| ELLIOTT, KIMBERLY, SHAW | I | CLO | NA | Control |
| ELLIOTT, KIMBERLY, SHAW | I | CLO | NA | Control |
| ELLIOTT, KIMBERLY, SHAW | I | CLO | NA | Control |
| ESCUDERO, GASTON, GUILLERMO | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| ESCUDERO, GASTON, GUILLERMO | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| ESCUDERO, GASTON, GUILLERMO | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| ESCUDERO, GASTON, GUILLERMO | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| ESCUDERO, GASTON, GUILLERMO | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| ESCUDERO, GASTON, GUILLERMO | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| ESCUDERO, GASTON, GUILLERMO | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| ESCUDERO, GASTON, GUILLERMO | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| HAEDIKE, CHRISTINE, D | I | CCO,DIRECTOR | NA | Control |
| HAEDIKE, CHRISTINE, D | I | CCO,DIRECTOR | NA | Control |
| HAEDIKE, CHRISTINE, D | I | CCO,DIRECTOR | NA | Control |
| HAEDIKE, CHRISTINE, D | I | CCO,DIRECTOR | NA | Control |
| HAEDIKE, CHRISTINE, D | I | CCO,DIRECTOR | NA | Control |
| HATTON, ROBERT, ALLAN | I | CEO,PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, COB FOR FFP ADVISORY | NA | Control |
| HATTON, ROBERT, ALLAN | I | DIRECTOR, FFP ADVISORY | NA | Control |
| HATTON, ROBERT, ALLAN | I | DIRECTOR, FFP ADVISORY | NA | Control |
| HATTON, ROBERT, ALLAN | I | DIRECTOR, FFP ADVISORY | NA | Control |
| HATTON, ROBERT, ALLAN | I | DIRECTOR, FFP ADVISORY | NA | Control |
| HATTON, ROBERT, ALLAN | I | DIRECTOR, FFP ADVISORY | NA | Control |
| HORAN, ROSANNE, STEVENS | I | CCO/DIRECTOR | NA | Control |
| HORAN, ROSANNE, STEVENS | I | EXECUTIVE VP/CCO/DIRECTOR | NA | Control |
| HORAN, ROSANNE, STEVENS | I | EXECUTIVE VP/CCO/DIRECTOR | NA | Control |
| JUNKINS, CRAIG, ALLEN | I | CEO/PRESIDENT/CHAIRMAN OF THE BOARD | NA | Control |
| JUNKINS, CRAIG, ALLEN | I | CEO/PRESIDENT/CHAIRMAN OF THE BOARD | NA | Control |
| JUNKINS, CRAIG, ALLEN | I | CEO/PRESIDENT/CHAIRMAN OF THE BOARD | NA | Control |
| JUNKINS, CRAIG, ALLEN | I | CEO/PRESIDENT/CHAIRMAN OF THE BOARD | NA | Control |
| JUNKINS, CRAIG, ALLEN | I | CEO/PRESIDENT/CHAIRMAN OF THE BOARD | NA | Control |
| JUNKINS, CRAIG, ALLEN | I | CEO/PRESIDENT/CHAIRMAN OF THE BOARD | NA | Control |
| JUNKINS, CRAIG, ALLEN | I | CEO/PRESIDENT/CHAIRMAN OF THE BOARD | NA | Control |
| MCNALLY, STEPHEN | I | DIRECTOR/COB, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| MCNALLY, STEPHEN | I | DIRECTOR/COB, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| MCNALLY, STEPHEN | I | DIRECTOR/COB, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| MCNALLY, STEPHEN | I | DIRECTOR/COB, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| MCNALLY, STEPHEN | I | DIRECTOR/COB, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| MCNALLY, STEPHEN | I | DIRECTOR/COB, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| MCNALLY, STEPHEN | I | DIRECTOR/COB, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| MCNALLY, STEPHEN | I | DIRECTOR/COB, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| RODERMUND, ROBIN, HENRY | I | SR VP OPERATIONS | NA | Control |
| RODERMUND, ROBIN, HENRY | I | DIRECTOR, FFP ADVISORY | NA | Control |
| RODERMUND, ROBIN, HENRY | I | DIRECTOR, FFP ADVISORY | NA | Control |
| RODERMUND, ROBIN, HENRY | I | DIRECTOR, FFP ADVISORY | NA | Control |
| RODERMUND, ROBIN, HENRY | I | SR VP OPERATIONS | NA | Control |
| RODERMUND, ROBIN, HENRY | I | SR VP OPERATIONS | NA | Control |
| RODERMUND, ROBIN, HENRY | I | DIRECTOR, FFP ADVISORY | NA | Control |
| SCHLUETER, ALBERT, MICHAEL | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| SCHLUETER, ALBERT, MICHAEL | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| SCHLUETER, ALBERT, MICHAEL | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| SCHLUETER, ALBERT, MICHAEL | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| SCHLUETER, ALBERT, MICHAEL | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| UELK, MICHAEL, BERNARD | I | CFO/DIRECTOR | NA | Control |
| WONG, HENRY, LEUNG | I | DIRECTOR, FFP ADVISORY | NA | Control |
| YOUNT, JEFFREY, LYNN | I | PRESIDENT AND CEO OF FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| YOUNT, JEFFREY, LYNN | I | CFO/FN/DIRECTOR OF FFP ADVISORY SERVICES, INC./OFFICER OF FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| YOUNT, JEFFREY, LYNN | I | CFO/FN/DIRECTOR OF FFP ADVISORY SERVICES, INC./OFFICER OF FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| YOUNT, JEFFREY, LYNN | I | CFO/FN/DIRECTOR OF FFP ADVISORY SERVICES, INC./OFFICER OF FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| YOUNT, JEFFREY, LYNN | I | CFO/FN/DIRECTOR | NA | Control |
| YOUNT, JEFFREY, LYNN | I | CFO/FN/DIRECTOR | NA | Control |
| YOUNT, JEFFREY, LYNN | I | CFO/FN/DIRECTOR OF FFP ADVISORY SERVICES, INC./OFFICER OF FIRST FINANCIAL PLANNERS, INC. | NA | Control |
| YOUNT, JEFFREY, LYNN | I | CFO/FN/SECRETARY/DIRECTOR | NA | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| FIRST FINANCIAL PLANNERS, INC. | DE | STOCKHOLDER | E | Control |
| SNYDER, CHARLES, ROBERT | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | B | Control |
| SNYDER, CHARLES, ROBERT | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | B | Control |
| SNYDER, CHARLES, ROBERT | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | B | Control |
| SNYDER, CHARLES, ROBERT | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | B | Control |
| SNYDER, CHARLES, ROBERT | I | DIRECTOR, FIRST FINANCIAL PLANNERS, INC. | B | Control |
| KREBILL, WESLEY, LYLE | I | STOCKHOLDER | A | |
| PISCIOTTA, DOMINIC, PHILLIP | I | STOCKHOLDER | A | |
| PISCIOTTA, DOMINIC, PHILLIP | I | DIRECTOR/STOCKHOLDER, FIRST FINANCIAL PLANNERS, INC. | A | |
| PISCIOTTA, DOMINIC, PHILLIP | I | DIRECTOR/STOCKHOLDER, FIRST FINANCIAL PLANNERS, INC. | A | |
| PISCIOTTA, DOMINIC, PHILLIP | I | DIRECTOR/STOCKHOLDER, FIRST FINANCIAL PLANNERS, INC. | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DAVIS, RANDALL, JEAN | I | DIRECTOR OF FIRST FINANCIAL PLANNERS, INC. | F | Control |
| GARR, LOUIS, JOSEPH | I | DIRECTOR OF FIRST FINANCIAL PLANNERS, INC. | F | Control |
| HORAN, ROSANNE, STEVENS | I | CEO OF FIRST FINANCIAL PLANNERS, INC. | F | Control |
| MCNALLY, STEPHEN | I | DIRECTOR OF FIRST FINANCIAL PLANNERS, INC. | F | Control |
| MERRILL, JULIA, LOUISE | I | DIRECTOR OF FIRST FINANCIAL PLANNERS, INC. | F | Control |
| PISCIOTTA, DOMINIC, PHILLIP | I | DIRECTOR OF FIRST FINANCIAL PLANNERS, INC. | F | Control |
| UELK, MICHAEL, BERNARD | I | CFO/COO OF FIRST FINANCIAL PLANNERS, INC. | F | Control |
Registrations
Federal
IA
Nov 3, 2005 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
15455 CONWAY ROADCHESTERFIELD, MO 63017
USA
Phone: 636-537-1040