RIA Intelligence

J.H. ELLWOOD & ASSOCIATES, INC.

Legal name: ELLWOOD

CRD #110781 SEC #801-16134 CHICAGO, IL 312-782-5432
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
56
Clients
--
Accounts
21

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 26, 2021
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
EGAN, TIMOTHY, RICHARDIBOARD DIRECTORNA Control
EGAN, TIMOTHY, RICHARDIBOARD DIRECTORNA Control
EGAN, TIMOTHY, RICHARDIBOARD DIRECTORNA Control
EGAN, TIMOTHY, RICHARDIBOARD DIRECTORNA Control
EGAN, TIMOTHY, RICHARDIBOARD DIRECTORNA Control
EGAN, TIMOTHY, RICHARDIBOARD DIRECTORNA Control
ELLWOOD, BARBARA, KINNEIDIRECTORNA Control
ELLWOOD, BARBARA, KINNEIDIRECTORNA Control
FARQUHAR, ALEXANDER, STEWARTIBOARD DIRECTOR / MANAGING DIRECTORNA Control
FARQUHAR, ALEXANDER, STEWARTIMANAGING DIRECTORNA Control
FARQUHAR, ALEXANDER, STEWARTIMANAGING DIRECTORNA Control
FARQUHAR, ALEXANDER, STEWARTIMANAGING DIRECTORNA Control
FARQUHAR, ALEXANDER, STEWARTIMANAGING DIRECTORNA Control
FARQUHAR, ALEXANDER, STEWARTIMANAGING DIRECTORNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIDIRECTOR/CHIEF INVESTMENT OFFICERNA Control
GEORGE, DANIEL, RAYMONDIBOARD DIRECTOR / MANAGING DIRECTORNA Control
GEORGE, DANIEL, RAYMONDIMANAGING DIRECTORNA Control
GEORGE, DANIEL, RAYMONDIMANAGING DIRECTORNA Control
GEORGE, DANIEL, RAYMONDIMANAGING DIRECTORNA Control
GEORGE, DANIEL, RAYMONDIMANAGING DIRECTORNA Control
GEORGE, DANIEL, RAYMONDIMANAGING DIRECTORNA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEONA Control
HILL, RUSSELL, WHITMOREIBOARD DIRECTOR (INDEPENDENT), CHAIRMANNA Control
HILL, RUSSELL, WHITMOREIBOARD DIRECTOR (INDEPENDENT), CHAIRMANNA Control
HILL, RUSSELL, WHITMOREIBOARD DIRECTOR (INDEPENDENT), CHAIRMANNA Control
HILL, RUSSELL, WHITMOREIBOARD DIRECTOR (INDEPENDENT), CHAIRMANNA Control
HILL, RUSSELL, WHITMOREIBOARD DIRECTOR (INDEPENDENT), CHAIRMANNA Control
HILL, RUSSELL, WHITMOREIBOARD DIRECTOR (INDEPENDENT), CHAIRMANNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF OPERATING OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF INFORMATION OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF OPERATING OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF OPERATING OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF OPERATING OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIDIRECTOR/CHIEF OPERATING OFFICERNA Control
LEVANDOSKI, BRADLEY, JASONIBOARD DIRECTOR / CO-PRESIDENT, MANAGING DIRECTORNA Control
SIMON, DANIEL, ERICIBOARD DIRECTOR / MANAGING DIRECTORNA Control
SIMON, DANIEL, ERICIMANAGING DIRECTORNA Control
SIMON, DANIEL, ERICIMANAGING DIRECTORNA Control
SIMON, DANIEL, ERICIMANAGING DIRECTORNA Control
SIMON, DANIEL, ERICIMANAGING DIRECTORNA Control
SIMON, DANIEL, ERICIMANAGING DIRECTORNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IDIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IBOARD DIRECTOR / SECRETARY, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IBOARD DIRECTOR / SECRETARY, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IBOARD DIRECTOR / SECRETARY, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IBOARD DIRECTOR / SECRETARY, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IBOARD DIRECTOR / SECRETARY, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
TOTH, M. SUSAN, B.IBOARD DIRECTOR / SECRETARY, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
TOTH, MARY, SUSANIDIRECTOR/PRESIDENT/COO/CHIEF COMPLIANCE OFFICERNA Control
TOTH, MARY, SUSANIDIRECTOR/PRESIDENT/COO/CCONA Control
TOTH, MARY, SUSANIDIRECTOR/PRESIDENT/COO/CCONA Control
TOTH, MARY, SUSANIDIRECTOR/PRESIDENT/COO/CCONA Control
TOTH, MARY, SUSANIDIRECTOR/PRESIDENT/COONA Control
TOTH, MARY, SUSANIDIRECTOR/PRESIDENT/COO/COMPLIANCE OFFICERNA Control
TOTH, MARY, SUSANIDIRECTOR/PRESIDENT/COO/COMPLIANCE OFFICERNA Control
TOTH, MARY, SUSANIDIRECTOR/PRESIDENT/COO/CCONA Control
WARD, AARON, WALDMANIBOARD DIRECTOR/CO-PRESIDENT, MANAGING DIRECTORNA Control
WARD, AARON, WALDMANIPRESIDENT, MANAGING DIRECTORNA Control
WARD, AARON, WALDMANIPRESIDENT, MANAGING DIRECTORNA Control
WARD, AARON, WALDMANIPRESIDENT, MANAGING DIRECTORNA Control
WARD, AARON, WALDMANIPRESIDENT, MANAGING DIRECTORNA Control
WARD, AARON, WALDMANIPRESIDENT, MANAGING DIRECTORNA Control
YOSHIDA, KEVIN, GLENNIBOARD DIRECTORNA Control
YOSHIDA, KEVIN, GLENNIBOARD DIRECTORNA Control
YOSHIDA, KEVIN, GLENNIBOARD DIRECTORNA Control
YOSHIDA, KEVIN, GLENNIBOARD DIRECTORNA Control
YOSHIDA, KEVIN, GLENNIBOARD DIRECTORNA Control
YOSHIDA, KEVIN, GLENNIBOARD DIRECTORNA Control
ELLWOOD, JOHN, HAMILTONIDIRECTOR/CHAIRMAN/CLASS A SHAREHOLDERE Control
ELLWOOD, JOHN, HAMILTONIDIRECTOR/CHAIRMAN/CLASS A SHAREHOLDERE Control
FIRST BANKERS TRUST SERVICES, INC.DETRUSTEE/CLASS C SHAREHOLDERE Control
FIRST BANKERS TRUST SERVICES, INC.DETRUSTEE/CLASS C SHAREHOLDERE Control
FIRST BANKERS TRUST SERVICES, INC.DETRUSTEE/CLASS C SHAREHOLDERE Control
FIRST BANKERS TRUST SERVICES, INC.DETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDECLASS C SHAREHOLDERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESOLE OWNERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESOLE OWNERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESOLE OWNERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESOLE OWNERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESOLE OWNERE Control
J.H. ELLWOOD & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESOLE OWNERE Control
GREATBANC TRUST COMPANYDETRUSTEE/CLASS C SHAREHOLDERC Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEO/CLASS C SHAREHOLDERB Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEO/CLASS C SHAREHOLDERB Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEO/CLASS C SHAREHOLDERB Control
HILL, RUSSELL, WHITMOREIDIRECTOR/CHAIRMAN/CEO/CLASS C SHAREHOLDERB Control
HILL, RUSSELL, WHITMOREIDIRECTOR/PRESIDENT/CLASS A SHAREHOLDERB Control
HILL, RUSSELL, WHITMOREIDIRECTOR/PRESIDENT/CLASS A SHAREHOLDERA Control
HILL, RUSSELL, WHITMOREIDIRECTOR/PRESIDENT/CLASS A SHAREHOLDERA Control

Registrations

Federal

IA
Aug 26, 2021 REGISTERED

Notice Filings (15)

CO DE FL GA IL MA MI MO NV NY OK SC TX VA WI

Address

33 W MONROE
SUITE 1000
CHICAGO, IL 60603
United States
Phone: 312-782-5432