BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
CRD #110783 SEC #801-27797 PHILADELPHIA, PA 215-609-3500
SEC Registered Private Funds
Total AUM
$65.4B
Discretionary
$60.7B
Employees
157
Clients
--
Accounts
977
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 18, 2025
- Branch Offices
- 1
- LEI
- 8GTBE30G9EQQ2JEJZ302
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| BAIN, PETER, LANNING | I | NON-EMPLOYEE MANAGER | NA | Control |
| CHOWDHURY, DEEPAK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| CUTLER, ALEXANDER, CHARLES | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | NON-EMPLOYEE MANAGER | NA | Control |
| DALEY, CHARLES, JAMES | I | NON-EMPLOYEE MANAGER | NA | Control |
| DALEY, CHARLES, JAMES | I | NON-EMPLOYEE MANAGER | NA | Control |
| DEANGELIS, AARON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEANGELIS, AARON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEANGELIS, AARON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEANGELIS, AARON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEANGELIS, AARON, DAVID | I | DIRECTOR OF COMPLIANCE | NA | |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE MANAGER | NA | Control |
| DUTTON, STACY, MARIA | I | MANAGING PARTNER | NA | Control |
| DUTTON, STACY, MARIA | I | MANAGING PARTNER | NA | Control |
| DUTTON, STACY, MARIA | I | MANAGING PARTNER | NA | Control |
| DUTTON, STACY, MARIA | I | MANAGING PARTNER | NA | Control |
| DUTTON, STACY, MARIA | I | MANAGING PARTNER | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | EXECUTIVE COMMITTEE MEMBER, MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | MANAGING DIRECTOR | NA | Control |
| EHRLICHMAN, PAUL, DAVID | I | MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTER, THEODORE, W | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | NON-EMPLOYEE MANAGER | NA | Control |
| FETTING, MARK, RAYMOND | I | NON-EMPLOYEE MANAGER | NA | Control |
| FETTING, MARK, RAYMOND | I | NON-EMPLOYEE MANAGER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GLASSMAN, MARK, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GORMAN, GREGG, D | I | ELECTED MANAGER | NA | Control |
| HITSCHLER, WILLIAM, ANTHONY | I | CHIEF EXECUTIVE OFFICER, PRESIDENT,MANAGER & TREASURER | NA | Control |
| HITSCHLER, WILLIAM, ANTHONY | I | PRESIDENT & MANAGER | NA | Control |
| HITSCHLER, WILLIAM, ANTHONY | I | PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | CHAIRMAN EXECUTIVE COMMITTEE, MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | CHAIRMAN EXECUTIVE COMMITTEE, MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | CHAIRMAN EXECUTIVE COMMITTEE, MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HOFFMAN, DAVID, FENNO | I | SENIOR MANAGING DIRECTOR | NA | Control |
| JOHNSON, TERENCE, MATTHEW | I | ELECTED MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | NON-EMPLOYEE MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | NON-EMPLOYEE MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | ELECTED MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | ELECTED MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | ELECTED MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | ELECTED MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | ELECTED MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | ELECTED MANAGER | NA | Control |
| JOHNSON, TERRENCE, ANDREW | I | ELECTED MANAGER | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASER, PATRICK, STANLEY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KASSMAN, LARRY, JON | I | EXECUTIVE COMMITTEE MEMBER, CHIEF ADMINISTRATIVE OFFICER & EXECUTIVE VICE PRESIDENT | NA | Control |
| KASSMAN, LARRY, JON | I | EXECUTIVE COMMITTEE MEMBER, CHIEF ADMINISTRATIVE OFFICER & EXECUTIVE VICE PRESIDENT | NA | Control |
| KASSMAN, LARRY, JON | I | EXECUTIVE COMMITTEE MEMBER, CHIEF ADMINISTRATIVE OFFICER & EXECUTIVE VICE PRESIDENT | NA | Control |
| KENNEY, JOHN, DUFF | I | NON-EMPLOYEE MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | NON-EMPLOYEE MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KENNEY, JOHN, DUFF | I | ELECTED MANAGER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER AND MANAGING PARTNER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER AND MANAGING PARTNER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | EXECUTIVE COMMITTEE MEMBER AND MANAGING PARTNER | NA | Control |
| LAMENT, LEIGH, DORAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENT, LEIGH, DORAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENT, LEIGH, DORAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENT, LEIGH, DORAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENT, LEIGH, DORAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMENT, LEIGH, DORAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LATTIN, PATRICIA | I | NON-EMPLOYEE MANAGER | NA | Control |
| LATTIN, PATRICIA | I | NON-EMPLOYEE MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LATTIN, PATRICIA | I | ELECTED MANAGER | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LAWRENCE, RICHARD | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LEE, DAVID, GARDNER | I | CHIEF OPERATING OFFICER., E.V.P. & MANAGER | NA | Control |
| LEE, DAVID, GARDNER | I | CHIEF OPERATING OFFICER., E.V.P. & MANAGER | NA | Control |
| LESUTIS, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LESUTIS, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LESUTIS, PAUL, ROBERT | I | MANAGING DIRECTOR & PORTFOLIO MANAGER, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| LESUTIS, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LESUTIS, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LESUTIS, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LESUTIS, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LESUTIS, PAUL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LITTLE, STEFANIE, JANE | I | DIRECTOR OF LEGAL AND CONTRACT MANAGEMENT | NA | |
| LITTLE, STEFANIE, JANE | I | DIRECTOR OF LEGAL AND CONTRACT MANAGEMENT | NA | |
| LITTLE, STEFANIE, JANE | I | DIRECTOR OF LEGAL AND CONTRACT MANAGEMENT | NA | |
| LITTLE, STEFANIE, JANE | I | DIRECTOR OF LEGAL AND CONTRACT MANAGEMENT | NA | |
| LITTLE, STEFANIE, JANE | I | DIRECTOR OF LEGAL AND CONTRACT MANAGEMENT | NA | |
| LITTLE, STEFANIE, JANE | I | DIRECTOR OF LEGAL AND CONTRACT MANAGEMENT | NA | |
| LITTLE, STEFANIE, JANE | I | LEGAL COMPLIANCE & HR MANAGER | NA | Control |
| LITTLE, STEFANIE, JANE | I | LEGAL COMPLIANCE & HR MANAGER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARZULLO, CHRISTOPHER, DAVID | I | SENIOR COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | SENIOR COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | SENIOR COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | SENIOR COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL | NA | Control |
| MARZULLO, CHRISTOPHER, DAVID | I | GENERAL COUNSEL | NA | Control |
| MASOM, JEFFREY, SCOTT | I | NON-EMPLOYEE MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | NON-EMPLOYEE MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASOM, JEFFREY, SCOTT | I | ELECTED MANAGER | NA | Control |
| MASON, RAYMOND, ADAMS | I | NON-EMPLOYEE MANAGER | NA | Control |
| MASON, RAYMOND, ADAMS | I | NON-EMPLOYEE MANAGER | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | ASSISTANT SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | ASSISTANT SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | ASSISTANT SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | ASSISTANT SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | ASSISTANT SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | ASSISTANT SECRETARY | NA | Control |
| MURPHY, TERRENCE, JAMES | I | ELECTED MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | ELECTED MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | ELECTED MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | ELECTED MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | ELECTED MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | ELECTED MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | ELECTED MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | ELECTED MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| NICHOLLS, MATTHEW | I | ELECTED MANAGER | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE MANAGER | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE MANAGER | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE MANAGER | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE MANAGER | NA | Control |
| OH, SEOK, SELENE | I | DIRECTOR | NA | Control |
| OH, SEOK, SELENE | I | DIRECTOR | NA | Control |
| OH, SEOK, SELENE | I | DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| OTTO, HENRY, FRED | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| OTTO, HENRY, FRED | I | EXECUTIVE COMMITTEE MEMBER, MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| OTTO, HENRY, FRED | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| OTTO, HENRY, FRED | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| OTTO, HENRY, FRED | I | MANAGER, EXECUTIVE COMMITTEE CHAIRMAN & MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | MANAGER, EXECUTIVE COMMITTEE CHAIRMAN & MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | MANAGER, EXECUTIVE COMMITTEE CHAIRMAN & MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | ELECTED MANAGER - SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| OTTO, HENRY, FRED | I | SENIOR MANAGING DIRECTOR | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PLAFKER, JED, ANDREW | I | ELECTED MANAGER | NA | Control |
| PRICE, ROBERT, FRANCIS | I | SECRETARY | NA | Control |
| PRICE, ROBERT, FRANCIS | I | SECRETARY | NA | Control |
| PRICE, ROBERT, FRANCIS | I | SECRETARY | NA | Control |
| PRICE, ROBERT, FRANCIS | I | SECRETARY | NA | Control |
| PRICE, ROBERT, FRANCIS | I | SECRETARY | NA | Control |
| PRICE, ROBERT, FRANCIS | I | SECRETARY | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SAREEN, ANUJEET, SINGH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | NON-EMPLOYEE MANAGER | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | NON-EMPLOYEE MANAGER | NA | Control |
| SCHLIESSLER, URSULA, AMELIE | I | ELECTED MANAGER | NA | Control |
| SCHLIESSLER, URSULA, AMELIE | I | ELECTED MANAGER | NA | Control |
| SCHLIESSLER, URSULA, AMELIE | I | ELECTED MANAGER | NA | Control |
| SCHLIESSLER, URSULA, AMELIE | I | ELECTED MANAGER | NA | Control |
| SCHLIESSLER, URSULA, AMELIE | I | ELECTED MANAGER | NA | Control |
| SCHLIESSLER, URSULA, AMELIE | I | ELECTED MANAGER | NA | Control |
| SCHLIESSLER, URSULA, AMELIE | I | ELECTED MANAGER | NA | Control |
| SMITH, STEPHEN, SCOTT | I | EXECUTIVE COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, STEPHEN, SCOTT | I | EXECUTIVE COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, STEPHEN, SCOTT | I | EXECUTIVE COMMITTEE MEMBER, EXECUTIVE VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| SMITH, STEPHEN, SCOTT | I | EXECUTIVE COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, STEPHEN, SCOTT | I | EXECUTIVE COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, STEPHEN, SCOTT | I | EXECUTIVE COMMITTEE MEMBER & EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, STEPHEN, SCOTT | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| SMITH, STEPHEN, SCOTT | I | EXECUTIVE VICE PRESIDENT & MANAGER | NA | Control |
| SMITH, STEPHEN, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, STEPHEN, SCOTT | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR, DIRECTOR OF MARKETING, SALES & CLIENT SERVICE | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR, DIRECTOR OF MARKETING, SALES & CLIENT SERVICE | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR, HEAD OF MARKETING, SALES & CLIENT SERVICE | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR, DIRECTOR OF MARKETING, SALES & CLIENT SERVICE | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR, DIRECTOR OF MARKETING, SALES & CLIENT SERVICE | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR, DIRECTOR OF MARKETING, SALES & CLIENT SERVICE | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER & MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER - MANAGING PARTNER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER | NA | Control |
| SPECTOR, ADAM, BENJAMIN | I | ELECTED MANAGER | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE MANAGER | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE MANAGER | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE MANAGER | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE MANAGER | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE MANAGER | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE MANAGER | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | EXECUTIVE COMMITTEE MEMBER, EXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | EXECUTIVE COMMITTEE MEMBER, EXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | EXECUTIVE COMMITTEE MEMBER, EXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | EXECUTIVE COMMITTEE MEMBER, EXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | EXECUTIVE COMMITTEE MEMBER, EXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | EXECUTIVE COMMITTEE MEMBER, EXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TONKOVICH, STEVEN, MATHEW | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TRUMPBOUR, EDWARD, ANTHONY | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| TRUMPBOUR, EDWARD, ANTHONY | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| TRUMPBOUR, EDWARD, ANTHONY | I | EXECUTIVE COMMITTEE MEMBER, MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | Control |
| TRUMPBOUR, EDWARD, ANTHONY | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| TRUMPBOUR, EDWARD, ANTHONY | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| TRUMPBOUR, EDWARD, ANTHONY | I | EXECUTIVE COMMITTEE MEMBER & MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILCHUSKY, SUSAN, BORESKI | I | SENIOR MANAGING DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | NON-EMPLOYEE MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | NON-EMPLOYEE MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | NON-EMPLOYEE MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | NON-EMPLOYEE MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | NON-EMPLOYEE MANAGER | NA | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | SOLE SHAREHOLDER OF LEGG MASON, INC. | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
| LEGG MASON, INC. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | LEGG MASON, INC. | E | Control |
Registrations
Federal
IA
Dec 18, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1735 MARKET STREETSUITE 1800
PHILADELPHIA, PA 19103
United States
Phone: 215-609-3500