GARY GOLDBERG PLANNING SERVICES INC
CRD #110784 SEC #801-13595 SUFFERN, NY 845-368-2900
SEC Registered Disclosures
Total AUM
$533.2M
Discretionary
$532.5M
Employees
25
Clients
0
Accounts
4,056
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2015 | $5.6M | $5.6M | $0 | 1 | 2,500 |
| Oct 2015 | $5.6M | $5.6M | $0 | 1 | 2,500 |
| Aug 2015 | $722.8M | $721.6M | $1.1M | 36 | 2,500 |
| Oct 2014 | $722.8M | $721.6M | $1.1M | 36 | 2,500 |
| May 2014 | $685.1M | $684.2M | $904.7K | 29 | 3,200 |
| Oct 2013 | $589.3M | $587.5M | $1.7M | 29 | 3,200 |
| Apr 2013 | $533.2M | $532.5M | $777.2K | 25 | 2,500 |
| Nov 2012 | $451.9M | $451.3M | $559.1K | 25 | 2,500 |
| Oct 2012 | $451.9M | $451.3M | $559.1K | 25 | 2,500 |
| Apr 2012 | $428.7M | $427.7M | $990.5K | 11 | 2,500 |
| Jan 2012 | $428.7M | $427.7M | $990.5K | 11 | 2,500 |
| Jul 2011 | $448.2M | $447.2M | $1M | -- | -- |
| Jan 2011 | $352M | $350.9M | $1.1M | -- | -- |
| Nov 2010 | $352M | $350.9M | $1.1M | -- | -- |
| Jun 2010 | $289.1M | $287.7M | $1.4M | -- | -- |
| Oct 2009 | $298.7M | $298M | $622K | -- | -- |
| Apr 2009 | $298.7M | $298M | $622K | -- | -- |
| Nov 2007 | $280.8M | $280.3M | $568.4K | -- | -- |
| Oct 2007 | $280.8M | $280.3M | $568.4K | -- | -- |
| Sep 2005 | $98.5M | $94.5M | $4M | 10 | -- |
| Jan 2005 | $138.4M | $135.9M | $2.5M | 10 | -- |
| Jan 2005 | $138.4M | $135.9M | $2.5M | 10 | -- |
| Oct 2001 | $38M | $22.1M | $15.9M | -- | -- |
DateOct 2015
Total AUM$5.6M
Discretionary$5.6M
Non-Disc.$0
Employees1
Clients2,500
DateOct 2015
Total AUM$5.6M
Discretionary$5.6M
Non-Disc.$0
Employees1
Clients2,500
DateAug 2015
Total AUM$722.8M
Discretionary$721.6M
Non-Disc.$1.1M
Employees36
Clients2,500
DateOct 2014
Total AUM$722.8M
Discretionary$721.6M
Non-Disc.$1.1M
Employees36
Clients2,500
DateMay 2014
Total AUM$685.1M
Discretionary$684.2M
Non-Disc.$904.7K
Employees29
Clients3,200
DateOct 2013
Total AUM$589.3M
Discretionary$587.5M
Non-Disc.$1.7M
Employees29
Clients3,200
DateApr 2013
Total AUM$533.2M
Discretionary$532.5M
Non-Disc.$777.2K
Employees25
Clients2,500
DateNov 2012
Total AUM$451.9M
Discretionary$451.3M
Non-Disc.$559.1K
Employees25
Clients2,500
DateOct 2012
Total AUM$451.9M
Discretionary$451.3M
Non-Disc.$559.1K
Employees25
Clients2,500
DateApr 2012
Total AUM$428.7M
Discretionary$427.7M
Non-Disc.$990.5K
Employees11
Clients2,500
DateJan 2012
Total AUM$428.7M
Discretionary$427.7M
Non-Disc.$990.5K
Employees11
Clients2,500
DateJul 2011
Total AUM$448.2M
Discretionary$447.2M
Non-Disc.$1M
Employees--
Clients--
DateJan 2011
Total AUM$352M
Discretionary$350.9M
Non-Disc.$1.1M
Employees--
Clients--
DateNov 2010
Total AUM$352M
Discretionary$350.9M
Non-Disc.$1.1M
Employees--
Clients--
DateJun 2010
Total AUM$289.1M
Discretionary$287.7M
Non-Disc.$1.4M
Employees--
Clients--
DateOct 2009
Total AUM$298.7M
Discretionary$298M
Non-Disc.$622K
Employees--
Clients--
DateApr 2009
Total AUM$298.7M
Discretionary$298M
Non-Disc.$622K
Employees--
Clients--
DateNov 2007
Total AUM$280.8M
Discretionary$280.3M
Non-Disc.$568.4K
Employees--
Clients--
DateOct 2007
Total AUM$280.8M
Discretionary$280.3M
Non-Disc.$568.4K
Employees--
Clients--
DateSep 2005
Total AUM$98.5M
Discretionary$94.5M
Non-Disc.$4M
Employees10
Clients--
DateJan 2005
Total AUM$138.4M
Discretionary$135.9M
Non-Disc.$2.5M
Employees10
Clients--
DateJan 2005
Total AUM$138.4M
Discretionary$135.9M
Non-Disc.$2.5M
Employees10
Clients--
DateOct 2001
Total AUM$38M
Discretionary$22.1M
Non-Disc.$15.9M
Employees--
Clients--