BAMCO, INC.
CRD #110789 SEC #801-29080 NEW YORK, NY 212-583-2000
SEC Registered
Total AUM
$38.2B
Discretionary
$38.2B
Employees
208
Clients
0
Accounts
39
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Oct 30, 2025
- Branch Offices
- 1
- LEI
- 5493004E8ITXDW4ZG169
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, CHIEF OPERATING OFFICER, VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, CHIEF OPERATING OFFICER, VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT, CHIEF OPERATING OFFICER & SECRETARY | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT, CHIEF OPERATING OFFICER & SECRETARY | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT & CHIEF LEGAL OFFICER | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT & CHIEF LEGAL OFFICER | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | SENIOR VICE PRESIDENT,CHIEF OPERATING OFFICER | NA | Control |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| SCHAJA, MORDECAI, ALAN | I | DIRECTOR, PRESIDENT & COO | NA | |
| SCHAJA, MORDECAI, ALAN | I | DIRECTOR, PRESIDENT & COO | NA | |
| SCHAJA, MORDECAI, ALAN | I | DIRECTOR, PRESIDENT & COO | NA | |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR, SR. VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR, SR. VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR, SR. VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR, SR. VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| TREGLIA, KRISTINE, F | I | VICE PRESIDENT, ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TREGLIA, KRISTINE, F | I | VICE PRESIDENT, ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TREGLIA, KRISTINE, F | I | VICE PRESIDENT, CHIEF LEGAL OFFICER | NA | Control |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | DIRECTOR | NA | Control |
| WONG, PEGGY, C | I | DIRECTOR | NA | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | C | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | C | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | C | Control |
| BARON, JUDITH | I | SHAREHOLDER | C | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | C | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | C | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO AND CIO | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | D | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | D | Control |
| BARON, JUDITH | I | BARON CAPITAL GROUP, INC. | C | Control |
Registrations
Federal
IA
Oct 30, 2025 REGISTERED
Notice Filings (4)
DE FL MA NY
Address
767 5TH AVE48TH FLOOR
NEW YORK, NY 10153-0023
United States
Phone: 212-583-2000