BARON CAPITAL MANAGEMENT, INC.
CRD #110791 SEC #801-18656 NEW YORK, NY 212-583-2000
SEC Registered Private Funds
Total AUM
$5.8B
Discretionary
$5.8B
Employees
208
Clients
0
Accounts
124
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Oct 1, 2025
- Branch Offices
- 1
- LEI
- 549300L4Y3WMQEWZFS66
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | |
| BARON, DAVID, ROBERT | I | RESEARCH ANALYST | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, DAVID, ROBERT | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | |
| BARON, MICHAEL, R. | I | RESEARCH ANALYST | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, MICHAEL, R. | I | DIRECTOR & CO-PRESIDENT | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN & CEO | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEASLEY, LOUIS, BARRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| BRONSTEIN, RICHARD | I | DIRECTOR | NA | Control |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| COHN, LAWRENCE, J | I | VICE PRESIDENT & CHIEF INFORMATION OFFICER | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | Control |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| DODDS, CHRISTOPHER, VINCENT | I | DIRECTOR | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SR. VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| GREENBERG, CLIFFORD | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| HEANEY, GRETTA, JANE | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, CHIEF OPERATING OFFICER, VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT, CHIEF OPERATING OFFICER & SECRETARY | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MARTINSON, LINDA, S | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | DIRECTOR | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT & CHIEF LEGAL OFFICER | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PATALINO, PATRICK, MICHAEL | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | |
| PECK, ANDREW, JOSHUA | I | SENIOR VICE PRESIDENT | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| PECK, ANDREW, JOSHUA | I | DIRECTOR, SENIOR VICE PRESIDENT & CO-CIO | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| ROBBINS, SUSAN, JAN | I | DIRECTOR & VICE PRESIDENT | NA | Control |
| SCHAJA, MORDECAI, ALAN | I | PRESIDENT, COO & DIRECTOR | NA | |
| SCHAJA, MORDECAI, ALAN | I | PRESIDENT, COO & DIRECTOR | NA | |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR, SR. VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR, SR. VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| STERN, RACHEL, REBECCA | I | DIRECTOR, SR. VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| TREGLIA, KRISTINE, F | I | VICE PRESIDENT & ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TREGLIA, KRISTINE, F | I | VICE PRESIDENT & ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TREGLIA, KRISTINE, F | I | VICE PRESIDENT, CHIEF LEGAL OFFICER | NA | Control |
| TREGLIA, KRISTINE, F | I | VICE PRESIDENT, CHIEF LEGAL OFFICER | NA | Control |
| TREGLIA, KRISTINE, F | I | VP, CHIEF LEGAL OFFICER | NA | Control |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | CHIEF FINANCIAL OFFICER & TREASURER | NA | |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | DIRECTOR | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| WONG, PEGGY, C | I | DIRECTOR | NA | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON CAPITAL GROUP, INC. | DE | SHAREHOLDER | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | E | Control |
| BARON, RONALD, STEPHEN | I | CHAIRMAN, CEO & CIO | E | Control |
| BARON, JUDITH | I | SHAREHOLDER | C | Control |
| BARON, RONALD, STEPHEN | I | DIRECTOR, CHAIRMAN & CEO | B | Control |
| BARON, RONALD, STEPHEN | I | DIRECTOR, CHAIRMAN & CEO | B | Control |
| BARON, RONALD, STEPHEN | I | DIRECTOR, CHAIRMAN & CEO | B | Control |
| BARON, RONALD, STEPHEN | I | DIRECTOR, CHAIRMAN & CEO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | E | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | D | Control |
| BARON, RONALD, STEPHEN | I | BARON CAPITAL GROUP, INC. | D | Control |
| BARON, JUDITH | I | BARON CAPITAL GROUP, INC. | C | Control |
Registrations
Federal
IA
Oct 1, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
767 FIFTH AVENUE49TH FLOOR
NEW YORK, NY 10153-0023
United States
Phone: 212-583-2000