STERLING PORTFOLIO ALLOCATION SERVICE INC
CRD #110796 SEC #801-57166 ITASCA, IL 630-250-7000
SEC Registered
Total AUM
$74.6M
Discretionary
$74.6M
Employees
--
Clients
--
Accounts
238
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Dec 4, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOPKINS, THOMAS, ARTHUR | I | PRESIDENT | NA | Control |
| ROBERTS, DAVID, BRUCE | I | DIRECTOR | NA | |
| HOPKINS, THOMAS, ARTHUR | I | PRESIDENT | E | Control |
| WATERSTONE FINANCIAL GROUP, INC. | DE | SHAREHOLDER-COMMON | E | Control |
| PACIFIC SELECT DISTRIBUTORS, INC. | DE | OWNER | D | Control |
| ROBERTS, DAVID, BRUCE | I | DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HOPKINS, THOMAS, ARTHUR | I | OWNS 45% OF WATERSTONE FINANCIAL GROUP,INC | C | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | OWNS 100% OF PACIFIC SELECT DISTRIBUTORS, INC | C | Control |
| PACIFIC LIFECORP | DE | OWNS 100% OF PACIFIC LIFE INSURANCE COMPANY | C | Control |
| PACIFIC MUTUAL HOLDING COMPANY | DE | OWNS 98% OF PACIFIC LIFE CORP | C | Control |
| PACIFIC SELECT DISTRIBUTORS, INC. | DE | OWNS 45.1% OF WATERSTONE FINANCIAL GROUP, INC | C | Control |
Registrations
Federal
IA
Dec 4, 2003 REGISTERED
Notice Filings (5)
IA IL IN OH WI
Address
500 PARK BLVDSUITE 800
ITASCA, IL 60143
USA
Phone: 630-250-7000