YAGER ROBERT ALAN
Legal name: ROBERT ALAN YAGER
CRD #110805 SEC #801-56685 SAN JOSE, CA 408-978-2214 X 240
SEC Registered
Total AUM
$3.5M
Discretionary
$500K
Employees
1
Clients
101
Accounts
5
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 13, 2017
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| YAGER, ROBERT, ALAN | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 13, 2017 REGISTERED
Notice Filings (2)
CA TX
Address
4820 HARWOOD ROADSUITE 240
SAN JOSE, CA 95124
United States
Phone: 408-978-2214 X 240