RIA Intelligence

COWEN INVESTMENT ADVISORS, LLC

Legal name: RAMIUS ADVISORS, LLC

CRD #110806 SEC #801-54785 NEW YORK, NY 646-562-1010
SEC Registered Private Funds
Total AUM
$488.6M
Discretionary
$488.6M
Employees
31
Clients
--
Accounts
16

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2023
Branch Offices
0
LEI
VR4B1033DFSW6GD35B69

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAUM, MARC, LEWISICHIEF COMPLIANCE OFFICERNA
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA
BENWITT, MICHAEL, GIGENERAL COUNSELNA
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GIGENERAL COUNSELNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
BENWITT, MICHAEL, GICHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLCNA Control
CLOUGH, PATRICK, JOSEPHICHIEF FINANCIAL OFFICERNA
COHEN, PETER, ANTHONYIMANAGING OFFICERNA Control
COHEN, PETER, ANTHONYIMANAGING OFFICERNA Control
COHEN, PETER, ANTHONYIMANAGER AND MANAGING OFFICERNA Control
FIORELLO, JOHNICHIEF COMPLIANCE OFFICERNA
FIORELLO, JOHNICHIEF COMPLIANCE OFFICERNA
FIORELLO, JOHNICHIEF COMPLIANCE OFFICERNA
FRAENKEL, FRED, STEVENIINTERIM CHIEF EXECUTIVE OFFICERNA Control
FRAENKEL, FRED, STEVENIINTERIM HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
FRAENKEL, FRED, STEVENIINTERIM HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LASOTA, STEPHENICHIEF FINANCIAL OFFICERNA
LITTMAN, OWENIGENERAL COUNSELNA
LITTMAN, OWENIGENERAL COUNSELNA
LITTMAN, OWENIGENERAL COUNSELNA
Latourelle, Ashley, PaigeICHIEF COMPLIANCE OFFICERNA Control
Latourelle, Ashley, PaigeICHIEF COMPLIANCE OFFICERNA Control
Latourelle, Ashley, PaigeICHIEF COMPLIANCE OFFICERNA Control
Latourelle, Ashley, PaigeICHIEF COMPLIANCE OFFICERNA Control
OGILVIE, MARRAN, HUMPHREYICHIEF LEGAL OFFICERNA
OGILVIE, MARRAN, HUMPHREYICHIEF OPERATION OFFICER / CHIEF COMPLIANCE OFFICERNA
OGILVIE, MARRAN, HUMPHREYIGENERAL COUNSELNA Control
OGILVIE, MARRAN, HUMPHREYIGENERAL COUNSELNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
ROSMAN, ELIZABETH, RACHELIHEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICERNA
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICERNA
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
RYAN, JAMES, DAVIDICHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA Control
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICERNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
SAYAGO, ANDREA, J.S.ICHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLCNA
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA Control
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA Control
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA Control
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA Control
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA Control
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA Control
SINGER, MICHAEL, EVANICHIEF EXECUTIVE OFFICERNA Control
SOLOMON, JEFFREY, MARCIMANAGING OFFICERNA Control
SOLOMON, JEFFREY, MARCIMANAGING OFFICERNA Control
SOLOMON, JEFFREY, MARCIMANAGER AND MANAGING OFFICERNA Control
SOLOMON, JEFFREY, MARCIMANAGER AND MANAGING OFFICERNA Control
SOLOMON, JEFFREY, MARCICHIEF OPERATING OFFICERNA Control
STARK, MORGAN, BIMANAGING OFFICERNA Control
STARK, MORGAN, BIMANAGING OFFICERNA Control
STARK, MORGAN, BIMANAGER AND MANAGING OFFICERNA Control
STARK, MORGAN, BIMANAGER AND MANAGING OFFICERNA Control
STRAUSS, THOMAS, WOLFFIMANAGING OFFICERNA Control
STRAUSS, THOMAS, WOLFFIMANAGING OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFIMANAGER AND MANAGING OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHAIRMANNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHAIRMANNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHAIRMANNA Control
STRAUSS, THOMAS, WOLFFICHAIRMANNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHAIRMANNA
STRAUSS, THOMAS, WOLFFICHAIRMANNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHAIRMANNA
STRAUSS, THOMAS, WOLFFICHAIRMANNA
STRAUSS, THOMAS, WOLFFICHAIRMANNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHIEF EXECUTIVE OFFICERNA Control
STRAUSS, THOMAS, WOLFFICHAIRMANNA Control
STRAUSS, THOMAS, WOLFFICHAIRMANNA Control
STRAUSS, THOMAS, WOLFFICHAIRMAN, COWEN INVESTMENT MANAGEMENT LLCNA Control
STRAUSS, THOMAS, WOLFFICHAIRMAN, COWEN INVESTMENT MANAGEMENT LLCNA Control
STROBER, ANDREW, MARKICHIEF FINANCIAL OFFICERNA Control
STROBER, ANDREW, MARKICHIEF FINANCIAL OFFICERNA Control
WHITE, CHRISTOPHER, ANDREWICHIEF OPERATIONS OFFICERNA
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
COWEN INVESTMENT MANAGEMENT LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS CAPITAL GROUP, LLCDEMANAGING MEMBERE Control
RAMIUS CAPITAL GROUP, LLCDEMEMBERE Control
RAMIUS CAPITAL GROUP, LLCDEMEMBERE Control
RAMIUS LLCDEMANAGING MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
RAMIUS LLCDEMANAGING AND SOLE MEMBERE Control
COHEN, PETER, ANTHONYIMANAGER AND MANAGING OFFICERA Control
STRAUSS, THOMAS, WOLFFIMANAGER AND MANAGING OFFICERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
C4S & CO., L.L.C.DERAMIUS LLCF Control
COHEN, PETER, ANTHONYIRAMIUS LLCF Control
SOLOMON, JEFFREY, MARCIRAMIUS LLCF Control
STARK, MORGAN, BIRAMIUS LLCF Control
STRAUSS, THOMAS, WOLFFIRAMIUS LLCF Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN GROUP, INC.DERAMIUS LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
COWEN INC.DECOWEN INVESTMENT MANAGEMENT LLCE Control
TD GROUP US HOLDINGS LLCDETORONTO DOMINION (U.S.A.) HOLDINGS, INC.E Control
TD GROUP US HOLDINGS LLCDETORONTO DOMINION (U.S.A.) HOLDINGS, INC.E Control
TD GROUP US HOLDINGS LLCDETORONTO DOMINION (U.S.A.) HOLDINGS, INC.E Control
THE TORONTO-DOMINION BANKFETD GROUP US HOLDINGS LLCE Control
THE TORONTO-DOMINION BANKFETD GROUP US HOLDINGS LLCE Control
THE TORONTO-DOMINION BANKFETD GROUP US HOLDINGS LLCE Control
TORONTO DOMINION (U.S.A.) HOLDINGS, INC.DECOWEN INC.E Control
TORONTO DOMINION (U.S.A.) HOLDINGS, INC.DECOWEN INC.E Control
TORONTO DOMINION (U.S.A.) HOLDINGS, INC.DECOWEN INC.E Control

Registrations

Federal

IA
Mar 31, 2023 REGISTERED

Notice Filings (3)

DE LA NY

Address

599 LEXINGTON AVE.
20TH FLOOR
NEW YORK, NY 10022
United States
Phone: 646-562-1010