INVESTORS CAPITAL MANAGEMENT INC
CRD #110823 SEC #801-40164 ROWAYTON, CT 203-857-4321
SEC Registered
Total AUM
$45.6M
Discretionary
$45.6M
Employees
1
Clients
0
Accounts
177
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LITTLE, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LITTLE, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LITTLE, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LITTLE, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LITTLE, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LITTLE, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LITTLE, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| LITTLE, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| SCHULTIS, REGIS, WILLIAM | I | DIRECTOR | NA | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| KOCK, SHERRY, TRANUM | I | SHAREHOLDER | D | Control |
| KOCK, SHERRY, TRANUM | I | SHAREHOLDER | D | Control |
| KOCK, SHERRY, TRANUM | I | SHAREHOLDER | D | Control |
| KOCK, SHERRY, TRANUM | I | SHAREHOLDER | D | Control |
| KOCK, SHERRY, TRANUM | I | SHAREHOLDER | D | Control |
| ALDERMAN (ESTATE OF), RHENUS, HOFFARD | I | DECEASED | C | |
| ALDERMAN, RHENUS, HOFFARD | I | PRESIDENT | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| SMITH, PHILIP, B | I | DIRECTOR | C | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KOCK, ROBERT, MARSHALL | I | EXECUTIVE VICE PRESIDENT | B | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT | B | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KOCK, ROBERT, MARSHALL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| SMITH, PHILIP, B | I | DIRECTOR | B | Control |
| SMITH, PHILIP, B | I | DIRECTOR | B | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| AGNEW, JONATHAN, DWIGHT | I | DIRECTOR | A | Control |
| WAY, PETER, F. | I | SHAREHOLDER | A | |
| WAY, PETER, F. | I | SHAREHOLDER | A |
Registrations
Federal
IA
Jun 14, 2012 REGISTERED
Notice Filings (4)
CT FL NY TX
Address
71 ROWAYTON AVENUEROWAYTON, CT 06853
United States
Phone: 203-857-4321