PMG ASSET MANAGEMENT INC
CRD #110825 SEC #801-53014 ELGIN, IL 847-930-7872
SEC Registered
Total AUM
$142M
Discretionary
$142M
Employees
5
Clients
--
Accounts
4,000
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRETT, THOMAS, RALPH | I | DIRECTOR | NA | |
| BARRETT, THOMAS, RALPH | I | DIRECTOR | NA | |
| BARRETT, THOMAS, RALPH | I | DIRECTOR | NA | |
| BARRETT, THOMAS, RALPH | I | DIRECTOR | NA | |
| BRYANT, LAURA, NIEHAUS | I | CHIEF COMPLIANCE OFFICER/DIRECTOR/SECRETARY | NA | Control |
| BRYANT, LAURA, NIEHAUS | I | CHIEF COMPLIANCE OFFICER/DIRECTOR/SECRETARY | NA | Control |
| CALLAWAY, STEVE, MANLEY | I | DIRECTOR/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| CALLAWAY, STEVE, MANLEY | I | DIRECTOR/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| COGNETTI, LAURA, JEANETTE | I | VP CCO | NA | Control |
| COGNETTI, LAURA, JEANETTE | I | VP CCO | NA | Control |
| COGNETTI, LAURA, JEANETTE | I | VP CCO | NA | Control |
| COGNETTI, LAURA, JEANETTE | I | VP CCO | NA | Control |
| COGNETTI, LAURA, JEANETTE | I | VP CCO | NA | Control |
| COGNETTI, LAURA, JEANETTE | I | VP CCO | NA | Control |
| DEBNAR, LAWRENCE, JAMES | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| DEBNAR, LAWRENCE, JAMES | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| DEBNAR, LAWRENCE, JAMES | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| DEBNAR, LAWRENCE, JAMES | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| HARLIN, JAMES, LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES, LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES, LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES, LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES, LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES, LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES, LACY | I | CHAIRMAN | NA | Control |
| HARLIN, JAMES, LACY | I | CHAIRMAN | NA | Control |
| HIGGINS, THOMAS, PETER | I | PRESIDENT/DIRECTOR | NA | Control |
| HIGGINS, THOMAS, PETER | I | PRESIDENT/DIRECTOR | NA | Control |
| HOCK, ROBERT, WALTER | I | SR VP OF SALES | NA | Control |
| HOCK, ROBERT, WALTER | I | SR VP OF SALES | NA | Control |
| HOCK, ROBERT, WALTER | I | SR VP OF SALES | NA | Control |
| HOCK, ROBERT, WALTER | I | SR VP OF SALES | NA | Control |
| HOCK, ROBERT, WALTER | I | SR VP OF SALES | NA | Control |
| HOCK, ROBERT, WALTER | I | SR VP OF SALES | NA | Control |
| HOCK, ROBERT, WALTER | I | SR VP OF SALES | NA | Control |
| JOGENSEN, DAVID, SCOTT | I | VP/TREASURER | NA | Control |
| JOGENSEN, DAVID, SCOTT | I | VP/TREASURER | NA | Control |
| JOGENSEN, DAVID, SCOTT | I | VP/TREASURER | NA | Control |
| JOGENSEN, DAVID, SCOTT | I | VP/TREASURER | NA | Control |
| JOGENSEN, DAVID, SCOTT | I | VP/TREASURER | NA | Control |
| JOGENSEN, DAVID, SCOTT | I | VP/TREASURER | NA | Control |
| JULIAN, FRANK, JOSEPH | I | SECRETARY | NA | Control |
| JULIAN, FRANK, JOSEPH | I | SECRETARY | NA | Control |
| JULIAN, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| JULIAN, FRANK, JOSEPH | I | ASSISTANT SECRETARY | NA | Control |
| KING, CAROLYN | I | PRESIDENT/CHAIRMAN/DIRECTOR | NA | Control |
| KING, CAROLYN | I | PRESIDENT/CHAIRMAN/DIRECTOR | NA | Control |
| KING, CAROLYN | I | PRESIDENT/CHAIRMAN/DIRECTOR | NA | Control |
| KING, CAROLYN | I | PRESIDENT/CHAIRMAN/DIRECTOR | NA | Control |
| MAJEWSKI, CAROL, LOUANN | I | ASSISTANT COMPLIANCE OFFICER | NA | |
| MAJEWSKI, CAROL, LOUANN | I | ASSISTANT COMPLIANCE OFFICER | NA | |
| MAJEWSKI, CAROL, LOUANN | I | ASSISTANT COMPLIANCE OFFICER | NA | |
| MAJEWSKI, CAROL, LOUANN | I | ASSISTANT COMPLIANCE OFFICER | NA | |
| MCBAY, WALTER, LEO | I | SR VP COO | NA | Control |
| MCBAY, WALTER, LEO | I | SR VP COO | NA | Control |
| MCBAY, WALTER, LEO | I | SR VP COO | NA | Control |
| MCBAY, WALTER, LEO | I | SR VP COO | NA | Control |
| MILLER, PAUL, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, PAUL, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OLSON, KENNETH, NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH, NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH, NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH, NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH, NIELS | I | DIRECTOR | NA | Control |
| OLSON, KENNETH, NIELS | I | DIRECTOR | NA | Control |
| PFISTER, BRYAN, DALE | I | VICE PRESIDENT | NA | Control |
| PFISTER, BRYAN, DALE | I | VICE PRESIDENT | NA | Control |
| PFISTER, BRYAN, DALE | I | VICE PRESIDENT | NA | Control |
| PFISTER, BRYAN, DALE | I | VICE PRESIDENT | NA | Control |
| PFISTER, BRYAN, DALE | I | VICE PRESIDENT | NA | Control |
| PFISTER, BRYAN, DALE | I | VICE PRESIDENT | NA | Control |
| REED, ALLEN, RALPH | I | ASST SECRETARY | NA | Control |
| REED, ALLEN, RALPH | I | ASST SECRETARY | NA | Control |
| REED, ALLEN, RALPH | I | ASST SECRETARY | NA | Control |
| REED, ALLEN, RALPH | I | ASST SECRETARY | NA | Control |
| REED, ALLEN, RALPH | I | ASST SECRETARY | NA | Control |
| REZABEK, DEBRA, P | I | SECRETARY | NA | Control |
| REZABEK, DEBRA, P | I | SECRETARY | NA | Control |
| REZABEK, DEBRA, P | I | SECRETARY | NA | Control |
| REZABEK, DEBRA, P | I | SECRETARY | NA | Control |
| REZABEK, DEBRA, P | I | SECRETARY | NA | Control |
| RIESTERER, JAMIE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE, L | I | CHEIF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE, L | I | CHEIF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE, L | I | CHEIF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE, L | I | CHEIF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE, L | I | CHEIF FINANCIAL OFFICER | NA | Control |
| RIESTERER, JAMIE, L | I | CHEIF FINANCIAL OFFICER | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| SCHERRMAN, MICHAEL, EMMETT | I | PRESIDENT/DIRECTOR | NA | Control |
| TUREFF, GALE, KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| TUREFF, GALE, KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| TUREFF, GALE, KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| TUREFF, GALE, KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| TUREFF, GALE, KIRBY | I | CHAIRMAN/DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE, MICHAEL | I | DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE, MICHAEL | I | DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE, MICHAEL | I | DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE, MICHAEL | I | DIRECTOR | NA | Control |
| VLAISAVLJEVICH, GEORGE, MICHAEL | I | DIRECTOR | NA | Control |
| WALSH, THOMAS, KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WALSH, THOMAS, KEVIN | I | ASSISTANT VICE PRESIDENT | NA | Control |
| WORF, JEFFREY, ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY, ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY, ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY, ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY, ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| WORF, JEFFREY, ALLEN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| BANC ONE INSURANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | Control |
| DEBNAR, LAWRENCE, JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | E | Control |
| DEBNAR, LAWRENCE, JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | E | Control |
| DEBNAR, LAWRENCE, JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | E | Control |
| KEMPER INVESTORS LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| KEMPER INVESTORS LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| KEMPER INVESTORS LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| KEMPER INVESTORS LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| PROTECTIVE LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| PROTECTIVE LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| PROTECTIVE LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| PROTECTIVE LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KEMPER CORPORATION | DE | KEMPER INVESTORS LIFE INSURANCE COMPANY | E | Control |
| KEMPER CORPORATION | DE | KEMPER INVESTORS LIFE INSURANCE COMPANY | E | Control |
| KEMPER CORPORATION | DE | KEMPER INVESTORS LIFE INSURANCE COMPANY | E | Control |
| KEMPER CORPORATION | DE | KEMPER INVESTORS LIFE INSURANCE COMPANY | E | Control |
| PROTECTIVE LIFE CORPORATION | DE | PROTECTIVE LIFE INSURANCE COMPANY | E | Control |
| PROTECTIVE LIFE CORPORATION | DE | PROTECTIVE LIFE INSURANCE COMPANY | E | Control |
| PROTECTIVE LIFE CORPORATION | DE | PROTECTIVE LIFE INSURANCE COMPANY | E | Control |
| PROTECTIVE LIFE CORPORATION | DE | PROTECTIVE LIFE INSURANCE COMPANY | E | Control |
| ZURICH FINANCIAL SERVICES GROUP | FE | ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | E | Control |
| ZURICH FINANCIAL SERVICES GROUP | FE | ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | E | Control |
| ZURICH FINANCIAL SERVICES GROUP | FE | ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | E | Control |
| ZURICH FINANCIAL SERVICES GROUP | FE | ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA | DE | KEMPER CORPORATION | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA | DE | KEMPER CORPORATION | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA | DE | KEMPER CORPORATION | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA | DE | KEMPER CORPORATION | E | Control |
| ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | FE | ZURICH HOLDING COMPANY OF AMERICA | E | Control |
| ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | FE | ZURICH HOLDING COMPANY OF AMERICA | E | Control |
| ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | FE | ZURICH HOLDING COMPANY OF AMERICA | E | Control |
| ZURICH INSURANCE COMPANY (ZURICH, SWITZERLAND) | FE | ZURICH HOLDING COMPANY OF AMERICA | E | Control |
| ZURICH ALLIED AG | FE | ZURICH FINANCIAL SERVICES GROUP | D | Control |
| ZURICH ALLIED AG | FE | ZURICH FINANCIAL SERVICES GROUP | D | Control |
| ZURICH ALLIED AG | FE | ZURICH FINANCIAL SERVICES GROUP | D | Control |
| ZURICH ALLIED AG | FE | ZURICH FINANCIAL SERVICES GROUP | D | Control |
| ALLIED ZURICH PLC ("AZ")(FOREIGN CORP) | FE | ZURICH FINANCIAL SERVICES GROUP | C | Control |
| ALLIED ZURICH PLC ("AZ")(FOREIGN CORP) | FE | ZURICH FINANCIAL SERVICES GROUP | C | Control |
| ALLIED ZURICH PLC ("AZ")(FOREIGN CORP) | FE | ZURICH FINANCIAL SERVICES GROUP | C | Control |
| ALLIED ZURICH PLC ("AZ")(FOREIGN CORP) | FE | ZURICH FINANCIAL SERVICES GROUP | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
| BANC ONE CORPORATION | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
| J.P. MORGAN CHASE & CO. | DE | BANC ONE INSURANCE HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Apr 9, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
2500 WESTFIELD DRIVEELGIN, IL 60124-7836
USA
Phone: 847-930-7872