DUNCKER, STREETT & CO., LLC
Legal name: DUNCKER STREETT & CO.
CRD #110828 SEC #801-58224 ST. LOUIS, MO 314-726-2600
SEC Registered
Total AUM
$665M
Discretionary
$657M
Employees
5
Clients
--
Accounts
417
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 22, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | DIRECTOR OF FINANCE | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BULTEMEIER, SHANNON | I | OPERATIONAL CONTROLLER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CENTRAL WEST END CAPITAL, INC. | DE | MEMBER | NA | |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| DANIELS, TERRY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELS, TERRY, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MINEMAN, JAMES, ERIC | I | PRESIDENT | NA | Control |
| MINEMAN, JAMES, ERIC | I | PRESIDENT | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOULTON, JOHN, RANDOLPH | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, KELLY, BRYANT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THETFORD, MICHELLE, MARIE | I | CHIEF OPERATING OFFICER AND PRESIDENT | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| WOODS, TIMOTHY, BERNARD | I | GENERAL COUNSEL | NA | |
| WEALTHTRUST LLC | DE | MEMBER | E | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST ACQUISITION, LLC | DE | OWNER | D | Control |
| WEALTHTRUST INC. | DE | OWNER | D | |
| WEALTHTRUST INC. | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | C | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | C | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | C | |
| DUNKS INVESTMENTS, INC. | DE | OWNER | B | |
| DUNKS INVESTMENTS, INC. | DE | MEMBER | B | |
| ECS INVESTMENTS, LLC | DE | LLC | B | Control |
| ECS INVESTMENTS, LLC | DE | LLC | B | Control |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | OWNER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| KBS INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | OWNER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B | |
| MOULTON INVESTMENTS, INC. | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | AWP GP LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | SUMMER WEALTH MANAGEMENT, LLC | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC. | F | Control |
| RODRIGUEZ, DANIEL, J | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, J | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, J | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, J | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| YAFFE, ACHI | I | AWP GP LLC | F | Control |
| YAFFE, ACHI | I | AWP GP LLC | F | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| BENTON, MARVIN, RUSH | DE | WEALTHTRUST INC. | E | |
| DUNCKER, CHARLES, PETRING | DE | DUNKS INVESTMENTS, INC. | E | |
| DUNCKER, CHARLES, PETRING | DE | DUNKS INVESTMENTS, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WEALTHTRUST ACQUISITION, LLC | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC. | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC. | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC. | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC. | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC. | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC. | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC. | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC. | E | Control |
| MCCLELLAND, JOHN, RUSSELL | I | CENTRAL WEST END CAPITAL, INC | E | Control |
| MK HOLDING COMPANY, INC. | DE | MORGAN ASSET MANAGEMENT | E | Control |
| MK HOLDING COMPANY, INC. | DE | MORGAN ASSET MANAGEMENT | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | DE | MOULTON INVESTMENTS, INC. | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| MOULTON, JOHN, RANDOLPH | I | MOULTON INVESTMENTS, INC | E | Control |
| REGIONS FINANCIAL CORPORATION | DE | MK HOLDING COMPANY, INC. | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | DE | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| SULLIVAN, KELLY, BRYANT | I | KBS INVESTMENTS, INC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| MORGAN ASSET MANAGEMENT, INC. | DE | WEALTHTRUST INC. | D | Control |
| MORGAN ASSET MANAGEMENT, INC. | DE | WEALTHTRUST INC. | D | Control |
| REGIONS FINANCIAL CORPORATION | DE | MK HOLDING COMPANY, INC. | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| CPC WT | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| CPC WT | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| CPC WT | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THL HT SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, LP | DE | HIGHTOWER HOLDING, LLC | C | Control |
| VMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| VMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
| VMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Apr 22, 2025 REGISTERED
Notice Filings (7)
CA FL IL MO NC NE TX
Address
8000 MARYLANDSUITE 1100
ST. LOUIS, MO 63105
United States
Phone: 314-726-2600