HEEG ALBERT JOSEPH JR.
Legal name: ALBERT HEEG INVESTMENT MANAGEMENT
CRD #110837 SEC #801-44891 ALAMEDA, CA 510-864-2900
SEC Registered
Total AUM
$245.5M
Discretionary
$245.5M
Employees
1
Clients
1
Accounts
7
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALM, KEITH, RONALD | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| ALM, KEITH, RONALD | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| ALM, KEITH, RONALD | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| ALM, KEITH, RONALD | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| ALM, KEITH, RONALD | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| ALM, KEITH, RONALD | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| DEELEY, PAUL, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| DEELEY, PAUL, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| DEELEY, PAUL, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| DEELEY, PAUL, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| DEELEY, PAUL, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| DEELEY, PAUL, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GEE, DENNIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GEE, DENNIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEE, DENNIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GEE, DENNIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GEE, DENNIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| GEE, DENNIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| HEEG ALBERT JOSEPH JR. | DE | PRINCIPAL | E | Control |
| HEEG ALBERT JOSEPH JR. | DE | PRINCIPAL | E | Control |
| HEEG ALBERT JOSEPH JR. | DE | PRINCIPAL | E | Control |
| HEEG ALBERT JOSEPH JR. | DE | PRINCIPAL | E | Control |
| HEEG ALBERT JOSEPH JR. | DE | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
| HEEG, ALBERT, JOSEPH | I | PRINCIPAL | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (7)
AZ CA MA NY OK VT WA
Address
2231 HARBOR BAY PARKWAYALAMEDA, CA 94502
United States
Phone: 510-864-2900