GILMAN + CIOCIA, INC.
CRD #110847 SEC #801-56924 POUGHKEEPSIE, NY 845-485-3300
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
251
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Jun 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKABAS, SETH, A | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| AKABAS, SETH, A | I | DIRECTOR & ASSISTANT SECRETARY | NA | Control |
| CONROY, DENNIS, MICHAEL | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| CONROY, DENNIS, MICHAEL | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| CONROY, DENNIS, MICHAEL | I | CHIEF ACCOUNTING OFFICER | NA | Control |
| KELLY, CHRISTOPHER, RAYMOND | I | GENERAL COUNSEL | NA | Control |
| KELLY, CHRISTOPHER, RAYMOND | I | GENERAL COUNSEL | NA | Control |
| KELLY, CHRISTOPHER, RAYMOND | I | GENERAL COUNSEL | NA | Control |
| LA ROSA, CYNTHIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOFFETT RUDDEN, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOFFETT RUDDEN, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SACHER, STEPHEN, BRUCE | I | TREASURER | NA | |
| SACHER, STEPHEN, BRUCE | I | TREASURER | NA | |
| CIOCIA, JAMES, COSMO | I | PRESIDENT | C | Control |
| CIOCIA, JAMES, COSMO | I | PRESIDENT | C | Control |
| POVINELLI, THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| POVINELLI, THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| ENISMAN, CAROLE, ELLEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| ENISMAN, CAROLE, ELLEN | I | EXECUTIVE VP OF OPERATIONS | B | Control |
| ENISMAN, CAROLE, ELLEN | I | EXECUTIVE VP OF OPERATIONS | B | Control |
| ENISMAN, CAROLE, ELLEN | I | EXECUTIVE VP OF OPERATIONS | B | Control |
| RYAN, MICHAEL, PETER | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, MICHAEL, PETER | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, MICHAEL, PETER | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, MICHAEL, PETER | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, MICHAEL, PETER | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | B | Control |
| TRAVIS, KATHRYN | I | SECRETARY | B | Control |
| TRAVIS, KATHRYN | I | SECRETARY | B | Control |
| TRAVIS, KATHRYN | I | SECRETARY | A | Control |
| TRAVIS, KATHRYN | I | SECRETARY | A | Control |
| TRAVIS, KATHRYN | I | SECRETARY | A | Control |
| TRAVIS, KATHRYN | I | SECRETARY | A | Control |
| TRAVIS, KATHRYN | I | SECRETARY | A | Control |
Registrations
Federal
IA
Jun 8, 2005 REGISTERED
Notice Filings (1)
MD
Address
11 RAYMOND AVENUEPOUGHKEEPSIE, NY 12603
USA
Phone: 845-485-3300