RIA Intelligence

HIGH ROCK CAPITAL LLC

CRD #110851 SEC #801-55041 BOSTON, MA 617-747-5800
SEC Registered
Total AUM
$2.1B
Discretionary
$2.1B
Employees
10
Clients
--
Accounts
43

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HIGH ROCK ASSET MANAGEMENT LLCDESOLE OWNERE Control
HIGH ROCK MANAGEMENT LLCDESOLE OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DIAMOND, DAVID, LOUISIHIGH ROCK ASSET MANAGEMENT LLCE Control
DIAMOND, DAVID, LOUISIHIGH ROCK ASSET MANAGEMENT LLCE Control

Registrations

Federal

IA
Apr 1, 2002 REGISTERED

Notice Filings (1)

MA

Address

28 STATE STREET, 18TH FL.
BOSTON, MA 2109
USA
Phone: 617-747-5800