DSI INTERNATIONAL MANAGEMENT, INC.
CRD #110860 SEC #801-30558 STAMFORD, CT (203) 719-6200
SEC Registered
Total AUM
$6.7B
Discretionary
$6.4B
Employees
--
Clients
--
Accounts
60
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 11, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANYAI, GERALDINE, L | I | SECRETARY | NA | |
| BANYAI, GERALDINE, L | I | SECRETARY | NA | |
| CUTLER, LAWRENCE, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUTLER, LAWRENCE, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBERMAN, AMY, ROSE | I | CHIEF LEGAL OFFICER | NA | Control |
| DOBERMAN, AMY, ROSE | I | CHIEF LEGAL OFFICER | NA | Control |
| GRESH, ARTHUR, J. | I | VICE PRESIDENT, CHAIRMAN AND BOARD MEMBER | NA | Control |
| HARTMANN, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARTMANN, JAMES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | Control |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HNILO, JAMES, MICHAEL | I | GENERAL COUNSEL | NA | |
| HOLMGREN JR., JOHN, J | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| HOLMGREN JR., JOHN, J | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HOLMGREN JR., JOHN, J | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HOLMGREN JR., JOHN, J | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| HOLMGREN JR., JOHN, J | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| HOLMGREN JR., JOHN, J | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HOLMGREN JR., JOHN, J | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| HOLMGREN, JOHN | I | PRESIDENT, CEO, CIO, DIRECTOR | NA | Control |
| HOLMGREN, JOHN | I | PRESIDENT, CEO, CIO, DIRECTOR | NA | Control |
| HOLMGREN, JOHN | I | DIRECTOR | NA | Control |
| HOLMGREN, JOHN | I | DIRECTOR | NA | Control |
| HOLMGREN, JOHN | I | DIRECTOR | NA | Control |
| HOLMGREN, JOHN, J | I | PRESIDENT/CHAIRMAN/CEO/CIO | NA | Control |
| HOLMGREN, JOHN, JAMES | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, ASST. SECRETARY, DIRECTOR | NA | Control |
| HOLMGREN, JOHN, JAMES | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, ASST. SECRETARY, DIRECTOR | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | VICE PRESIDENT/VICE CHAIRMAN/DEPUTY CIO | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | DEPUTY CIO | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | EXECUTIVE DIRECTOR, DIRECTOR | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | EXECUTIVE DIRECTOR, DIRECTOR | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | EXECUTIVE DIRECTOR, DIRECTOR | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | EXECUTIVE DIRECTOR, DIRECTOR | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | DEPUTY CIO | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | DEPUTY CIO | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | EXECUTIVE DIRECTOR, DIRECTOR | NA | Control |
| HOLMGREN, MICHAEL, MARIO | I | CHIEF OPERATING OFFICER | NA | Control |
| KEMPER, MARK, FREDERICK | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | |
| KEMPER, MARK, FREDERICK | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | |
| MADSEN, THOMAS, PAUL | I | HEAD OF GLOBAL EQUITIES | NA | Control |
| MADSEN, THOMAS, PAUL | I | HEAD OF GLOBAL EQUITIES AND BOARD MEMBER | NA | Control |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHYS, CHARLES, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGILL, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGILL, JOSEPH, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, JOHN, CYRIL | I | CHIEF FINANCIAL OFFICER | NA | |
| MOORE, JOHN, CYRIL | I | TREASURER AND CHIEF FINANCIAL OFFICER | NA | |
| NOLAN, WILLIAM, JOSEPH | I | TREASURER | NA | Control |
| NOLAN, WILLIAM, JOSEPH | I | TREASURER | NA | Control |
| PRITSKER, DAVID, KENNETH | I | EXECUTIVE DIRECTOR, CFO | NA | Control |
| PRITSKER, DAVID, KENNETH | I | EXECUTIVE DIRECTOR, CFO | NA | Control |
| PRITSKER, DAVID, KENNETH | I | EXECUTIVE DIRECTOR, CFO | NA | Control |
| PRITSKER, DAVID, KENNETH | I | EXECUTIVE DIRECTOR, CFO | NA | Control |
| PRITSKER, DAVID, KENNETH | I | EXECUTIVE DIRECTOR, CFO | NA | Control |
| ROONEY, GEORGE, WILLIAM | I | PRESIDENT, CEO, CIO, VICE CHAIRMAN AND BOARD MEMBER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | GENERAL MANAGER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | GENERAL MANAGER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | GENERAL MANAGER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | GENERAL MANAGER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | GENERAL MANAGER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | GENERAL MANAGER | NA | Control |
| SCOBY, JOSEPH, FRANCIS | I | GENERAL MANAGER | NA | Control |
| SLUYTERS, JULIAN, FERNAND | I | DIRECTOR | NA | Control |
| SLUYTERS, JULIAN, FERNAND | I | DIRECTOR | NA | Control |
| STORMS, BRIAN, MARSHALL | I | DIRECTOR | NA | Control |
| STORMS, BRIAN, MARSHALL | I | DIRECTOR | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| VAGRA, NICHOLAS, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| WOLFANGEL, ROBERT, PETER | I | EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| WOLFANGEL, ROBERT, PETER | I | EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| DECISION SERVICES, INCORPORATED | DE | OWNER | E | Control |
| DECISION SERVICES, INCORPORATED | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
| UBS AMERICAS INC. | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRINSON ADVISORS, INC. | DE | DECISION SERVICES, INCORPORATED | E | Control |
| BRINSON ADVISORS, INC. | DE | DECISION SERVICES, INCORPORATED | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS INC. | DE | BRINSON ADVISORS, INC. | E | Control |
| UBS AMERICAS INC. | DE | BRINSON ADVISORS, INC. | E | Control |
Registrations
Federal
IA
Oct 11, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
400 ATLANTIC STREET, 5TH FLOORSTAMFORD, CT 6901
USA
Phone: (203) 719-6200