MOORS & CABOT INVESTOR SERVICES INC
CRD #110868 SEC #801-11084 BOSTON, MA 617-426-0500
SEC Registered Broker-Dealer
Total AUM
$740K
Discretionary
$740K
Employees
5
Clients
0
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Nov 2, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| M.&C., INC. | DE | SOLE STOCKHOLDER | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | PRESIDENT,VP,TREAS,DIR,COMPLIANCE | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | PRESIDENT,VP,TREAS,DIR,COMPLIANCE | D | Control |
| SARKISIAN, HERBERT, ARAKEL | I | PRESIDENT,VP,TREAS,DIR,COMPLIANCE | D | Control |
| SARKISIAN, HERBERT, ARAKEL | I | PRESIDENT,VP,TREAS,DIR | D | Control |
| SARKISIAN, HERBERT, ARAKEL | I | PRESIDENT,VP,TREAS,DIR | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SARKISIAN, HERBERT, ARAKEL | I | M&C INC. | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M&C INC. | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M&C INC. | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M&C INC. | E | Control |
| M&C INC | DE | M&C INC | D | Control |
| M&C INC | DE | M&C INC | D | Control |
| M&C INC | DE | M&C INC | D | Control |
| M&C INC | DE | M&C INC | D | Control |
| M&C INC | DE | M&C INC | D | Control |
Registrations
Federal
IA
Nov 2, 2005 REGISTERED
Notice Filings (3)
MA TX VA
Address
111 DEVONSHIRE STREETBOSTON, MA 2109
USA
Phone: 617-426-0500