MOORS & CABOT INC
CRD #110869 SEC #801- BOSTON, MA 617-426-0500
SEC Registered Broker-Dealer
Total AUM
$110.1M
Discretionary
$102.9M
Employees
251
Clients
25
Accounts
668
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Nov 4, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRAUN, MICHAEL, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| BRAUN, MICHAEL, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLARKE, GEORGE, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROWELL, ROBERT, PERLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOLEY, BRIAN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | |
| HILDRETH, MICHAEL, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| JOYCE, DANIEL, MICHAEL | I | PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MULCAHY, JOHN, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | PRESIDENT | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| SARKISIAN, HERBERT, ARAKEL | I | CHAIRMAN AND CEO | NA | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | E | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | E | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | E | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | E | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | E | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | E | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | E | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | APPROVED PERSON | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| MOREY, ROBERT, WILLIS | I | OWNER | D | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | C | Control |
| M&C INC. | DE | HOLDING COMPANY | B | Control |
| M&C INC. | DE | HOLDING COMPANY | B | Control |
| M&C INC. | DE | HOLDING COMPANY | B | Control |
| M&C INC. | DE | HOLDING COMPANY | B | Control |
| M&C INC. | DE | HOLDING COMPANY | B | Control |
| M&C INC. | DE | HOLDING COMPANY | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
| SARKISIAN, HERBERT, ARAKEL | I | M & C INC | E | Control |
Registrations
Federal
IA
Nov 4, 2005 REGISTERED
Notice Filings (26)
AR AZ CA CO CT FL GA IL IN LA ME MI NC NH NJ NV NY OH OK PA RI SC TN TX VA VT
Address
111 DEVONSHIRE STREETBOSTON, MA 2109
USA
Phone: 617-426-0500