LM CAPITAL MANAGEMENT INC
CRD #110880 SEC #801-35322 SAN DIEGO, CA 619-814-1400
SEC Registered
Total AUM
$410M
Discretionary
$410M
Employees
10
Clients
--
Accounts
10
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- AUGUST
- Registration Date
- --
- Latest Filing
- Jun 15, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAIZEL, LUIS | I | SENIOR MANAGING DIRECTOR | D | Control |
| CHALKER, JOHN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| GORDDIINSKY, TOBIAS | I | RESEARCH DIRECTOR | A | Control |
Registrations
Federal
IA
Jun 15, 2001 REGISTERED
Notice Filings (1)
CA
Address
401 B STREETSTE 920
SAN DIEGO, CA 92101
USA
Phone: 619-814-1400