LEGG MASON FOCUS CAPITAL, INC.
CRD #110881 SEC #801-60242 BRYN MAWR, PA 610-542-2980
SEC Registered
Total AUM
$742.5M
Discretionary
$742.5M
Employees
10
Clients
0
Accounts
1,148
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Nov 3, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER & DIRECTOR | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER & DIRECTOR | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER & DIRECTOR | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER & DIRECTOR | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER & DIRECTOR | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER & DIRECTOR | NA | Control |
| KARAFIN, ARTHUR, SHELDON | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KARAFIN, ARTHUR, SHELDON | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KARAFIN, ARTHUR, SHELDON | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KARAFIN, ARTHUR, SHELDON | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KARAFIN, ARTHUR, SHELDON | I | CHAIRMAN AND DIRECTOR | NA | Control |
| KARAFIN, ARTHUR, SHELDON | I | CHAIRMAN AND DIRECTOR | NA | Control |
| PETERSON, ERICKA, MERLUZZI | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| PETERSON, ERICKA, MERLUZZI | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| PETERSON, ERICKA, MERLUZZI | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| PETERSON, ERICKA, MERLUZZI | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
Registrations
Federal
IA
Nov 3, 2005 REGISTERED
Notice Filings (11)
CA DE FL MD NC NJ NY PA SC TX VA
Address
TWO TOWN CENTER, SUITE 200BRYN MAWR, PA 19010
USA
Phone: 610-542-2980