RIA Intelligence

LM ADVISORS INC

CRD #110883 SEC #801-22695 SAN DIEGO, CA 619-814-1400
SEC Registered
Total AUM
$704.5M
Discretionary
$12.5M
Employees
--
Clients
0
Accounts
410

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 1, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GORDDIINSKY, TOBIASIVPNA Control
GORODZINSKY, TOBIASIVPNA Control
GORODZINSKY, TOBIASIVPNA Control
GORODZINSKY, TOBIASIVPNA Control
GORODZINSKY, TOBIASIVPNA Control
GORODZINSKY, TOBIASIVPNA Control
GORODZINSKY, TOBIASIVPNA Control
GORODZINSKY, TOBIASIVPNA Control
GORODZINSKY, TOBIASIVPNA Control
JOSE ZAGURSKYDECHIEF COMPLIANCE OFFICERNA
JOSE ZAGURSKYDECHIEF COMPLIANCE OFFICERNA
MAIZEL, JACKICHIEF COMPLIANCE OFFICERNA
MAIZEL, JACKICHIEF COMPLIANCE OFFICERNA
MAIZEL, JACKICHIEF COMPLIANCE OFFICERNA
SIMPSER, LEONARDOICHIEF FINANCIAL OFFICERNA
MAIZEL, LUISDEPRESIDENTE Control
MAIZEL, LUISDEPRESIDENTE Control
MAIZEL, LUISDEPRESIDENTE Control
MAIZEL, LUISDEPRESIDENTE Control
MAIZEL, LUISDEPRESIDENTE Control
MAIZEL, LUISDEPRESIDENTE Control
MAIZEL, LUISDEPRESIDENTE Control
MAIZEL, LUISDEPRESIDENTE Control
MAIZEL, LUISDEPRESIDENTE Control

Registrations

Federal

IA
Feb 1, 2007 REGISTERED

Notice Filings (1)

CA

Address

401 B STREET
SUITE 920
SAN DIEGO, CA 92101
USA
Phone: 619-814-1400