RIA Intelligence

GAUDIN AND ASSOCIATES, INC.

Legal name: ARGENTA WEALTH MANAGEMENT

CRD #110884 SEC #801-63552 NORTH LITTLE ROCK, AR 501-225-5600
SEC Registered
Total AUM
$72.3M
Discretionary
$72.3M
Employees
1
Clients
11
Accounts
186

Firm Details

Organization Type
Corporation
State of Formation
Arkansas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 10, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
HARRIS, MATTHEW, LAWRENCEICHIEF COMPLIANCE OFFICERNA Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENT / CHIEF COMPLIANCE OFFICERE Control
GAUDIN, JOHN, PERRYIPRESIDENT / CHIEF COMPLIANCE OFFICERE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control
GAUDIN, JOHN, PERRYIPRESIDENTE Control

Registrations

Federal

IA
May 10, 2012 REGISTERED

Notice Filings (3)

AR LA TX

Address

301 MAIN STREET
SUITE 202
NORTH LITTLE ROCK, AR 72114
United States
Phone: 501-225-5600