DION MONEY MANAGEMENT INC
CRD #110914 SEC #801-52022 WILLIAMSTOWN, MA 877-850-7942
SEC Registered
Total AUM
$822.5M
Discretionary
$822.5M
Employees
--
Clients
25
Accounts
4,814
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SAUER, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| DION, DONALD, ROSAIRE | I | PRESIDENT, DIRECTOR, PORTFOLIO MANAGER | E | Control |
Registrations
Federal
IA
Feb 26, 2007 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
25 MAIN STREETWILLIAMSTOWN, MA 1267
USA
Phone: 877-850-7942