MARSHFIELD ASSOCIATES
CRD #110916 SEC #801-43902 WASHINGTON, DC 202-868-6200
SEC Registered
Total AUM
$1.6B
Discretionary
$1.6B
Employees
--
Clients
0
Accounts
791
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Sep 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEATSON, JOHN, HERBERT | I | PRINCIPAL | NA | Control |
| BEATSON, JOHN, HERBERT | I | PRINCIPAL | NA | Control |
| BEATSON, JOHN, HERBERT | I | PRINCIPAL | NA | Control |
| CAVENDISH, SARA, J | I | PRINCIPAL | NA | Control |
| FERRIS, GEORGE, MALLETTE | I | DIRECTOR | NA | Control |
| FERRIS, GEORGE, MALLETTE | I | DIRECTOR | NA | Control |
| HOFFMANN, ELISE, JORDAN | I | PRINCIPAL | NA | Control |
| HOFFMANN, ELISE, JORDAN | I | PRINCIPAL | NA | Control |
| HOFFMANN, ELISE, JORDAN | I | PRINCIPAL | NA | Control |
| MILLER, CAROLYN, SUE | I | PRINCIPAL | NA | Control |
| MILLER, CAROLYN, SUE | I | PRINCIPAL | NA | Control |
| MILLER, CAROLYN, SUE | I | PRINCIPAL | NA | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | PRINCIPAL | NA | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | PRINCIPAL | NA | Control |
| STAPEL, JULIE, KATHLEEN | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| STAPEL, JULIE, KATHLEEN | I | GENERAL COUNSEL/CCO | NA | Control |
| STAPEL, JULIE, KATHLEEN | I | GENERAL COUNSEL | NA | Control |
| STOTT, WILLIAM, GILMORE | I | PRINCIPAL | NA | Control |
| STOTT, WILLIAM, GILMORE | I | PRINCIPAL | NA | Control |
| VINICK, KIMBERLY | I | CHIEF COMPLIANCE OFFICER AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| VINICK, KIMBERLY | I | CHIEF COMPLIANCE OFFICER AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| VINICK, MELISSA | I | PRINCIPAL | NA | Control |
| VINICK, MELISSA | I | PRINCIPAL | NA | Control |
| VINICK, MELISSA | I | PRINCIPAL | NA | Control |
| MARSHFIELD ASSOCIATES, INC. | DE | GENERAL PARTNER | D | Control |
| MARSHFIELD ASSOCIATES, INC. | DE | GENERAL PARTNER | D | Control |
| MARSHFIELD ASSOCIATES, INC. | DE | GENERAL PARTNER | D | Control |
| MARSHFIELD ASSOCIATES, INC. | DE | GENERAL PARTNER | D | Control |
| MARSHFIELD ASSOCIATES, INC. | DE | GENERAL PARTNER | D | Control |
| MARSHFIELD ASSOCIATES, INC. | DE | GENERAL PARTNER | D | Control |
| MARSHFIELD ASSOCIATES, INC. | DE | GENERAL PARTNER | D | Control |
| MARSHFIELD ASSOCIATES, INC. | DE | GENERAL PARTNER | D | Control |
| FBW EMPLOYEE STOCK BONUS PLAN | DE | SHAREHOLDER | C | Control |
| FBW EMPLOYEE STOCK BONUS PLAN | DE | SHAREHOLDER | C | Control |
| FBW EMPLOYEE STOCK BONUS PLAN | DE | SHAREHOLDER | C | Control |
| FBW EMPLOYEE STOCK BONUS PLAN | DE | SHAREHOLDER | C | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | GENERAL PARTNER | C | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | GENERAL PARTNER | C | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | SHAREHOLDER | C | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | SHAREHOLDER | C | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | GENERAL PARTNER | C | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | GENERAL PARTNER | C | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | SHAREHOLDER | C | Control |
| FERRIS, BAKER WATTS INCORPORATED | DE | SHAREHOLDER | C | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | PRINCIPAL | C | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | PRINCIPAL | C | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | MANAGING DIRECTOR/SHAREHOLDER | C | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | MANAGING DIRECTOR/SHAREHOLDER | C | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | MANAGING DIRECTOR/SHAREHOLDER | C | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | MANAGING DIRECTOR/SHAREHOLDER | C | Control |
| FERRIS, GEORGE, MALLETTE | I | DIRECTOR | B | Control |
| FERRIS, GEORGE, MALLETTE | I | DIRECTOR | B | Control |
| FERRIS, GEORGE, MALLETTE | I | DIRECTOR | B | Control |
| FERRIS, GEORGE, MALLETTE | I | DIRECTOR | B | Control |
| FERRIS, GEORGE, MALLETTE | I | DIRECTOR | B | Control |
| FERRIS, GEORGE, MALLETTE | I | DIRECTOR | B | Control |
| MITCHELL, SAMUEL, APPLETON | I | MANAGING DIRECTOR | B | |
| MITCHELL, SAMUEL, APPLETON | I | MANAGING DIRECTOR | B | Control |
| MITCHELL, SAMUEL, APPLETON | I | MANAGING DIRECTOR | B | |
| STOTT, WILLIAM, GILMORE | I | PRINCIPAL | B | Control |
| STOTT, WILLIAM, GILMORE | I | SHAREHOLDER | B | Control |
| STOTT, WILLIAM, GILMORE | I | SHAREHOLDER | B | Control |
| STOTT, WILLIAM, GILMORE | I | SHAREHOLDER | B | Control |
| STOTT, WILLIAM, GILMORE | I | SHAREHOLDER | B | Control |
| CAVENDISH, SARA, J | I | PRINCIPAL | A | |
| HOFFMANN, ELISE, JORDAN | I | PRINCIPAL | A | Control |
| MILLER, CAROLYN, SUE | I | PRINCIPAL | A | Control |
| STOTT, WILLIAM, GILMORE | I | PRINCIPAL | A | Control |
| VINICK, MELISSA | I | PRINCIPAL | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FBW EMPLOYEE STOCK BONUS PLAN | DE | FERRIS, BAKER WATTS, INCORPORATED | C | |
| FBW EMPLOYEE STOCK BONUS PLAN | DE | FERRIS, BAKER WATTS, INCORPORATED | C | |
| FBW EMPLOYEE STOCK BONUS PLAN | DE | FERRIS, BAKER WATTS, INCORPORATED | C | |
| FBW EMPLOYEE STOCK BONUS PLAN | DE | FERRIS, BAKER WATTS, INCORPORATED | C | |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | MARSHFIELD ASSOCIATES, INC. | C | Control |
| NIEMCZEWSKI, CHRISTOPHER, MARTIN | I | MARSHFIELD ASSOCIATES, INC. | C | Control |
| STOTT, WILLIAM, GILMORE | I | MARSHFIELD ASSOCIATES, INC. | C | Control |
Registrations
Federal
IA
Sep 9, 2005 REGISTERED
Notice Filings (37)
AL AR CA CO CT DC DE FL GA HI ID IL KY MA MD ME MI MN MT NC NH NJ NM NV NY OH OK PA RI SC SD TN TX VA VT WA WV
Address
21 DUPONT CIRCLESUITE 500
WASHINGTON, DC 20036
USA
Phone: 202-868-6200