UNIFIED INVESTMENT ADVISORS INC
CRD #110920 SEC #801-48493 INDIANAPOLIS, IN 317-917-7000
SEC Registered
Total AUM
$41.2M
Discretionary
$41.2M
Employees
10
Clients
--
Accounts
7
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 21, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHBURN, TIMOTHY, LEE | I | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BOGAERT, DAVID, ALLEN | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| HIGHSMITH, CAROL, JANE | I | SECRETARY | NA | |
| NAPURANO, THOMAS, GERALD | I | CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| UNIFIED FINANCIAL SERVICES, INC. (F/K/A "UNIFIED HOLDINGS, INC.") | DE | OWNER | E | Control |
Registrations
Federal
IA
May 21, 2001 REGISTERED
Notice Filings (1)
KY
Address
431 NORTH PENNSYLVANIA STREETINDIANAPOLIS, IN 46204
USA
Phone: 317-917-7000