LASSUS WHERLEY & ASSOCIATES, INC.
Legal name: LASSUS WHERLEY
CRD #110924 SEC #801-27567 NEW PROVIDENCE, NJ 908-464-0102
SEC Registered
Total AUM
$616.6M
Discretionary
$616.6M
Employees
17
Clients
251
Accounts
1,586
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVARADO, KAREN, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVARADO, KAREN, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVARADO, KAREN, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVARADO, KAREN, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVARADO, KAREN, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVARADO, KAREN, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVARADO, KAREN, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVARADO, KAREN, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT/TREASURER | NA | Control |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| POLAND, TODD, MARTIN | I | GENERAL COUNSEL/SECRETARY | NA | |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVOSA, DEBORAH, JOAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURO, LYNN, ANN | I | VICE PRESIDENT | NA | Control |
| TAMBURO, LYNN, ANN | I | VICE PRESIDENT | NA | Control |
| TAMBURO, LYNN, ANN | I | VICE PRESIDENT | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHERLEY, CLARE, ELIZABETH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| PEAPACK-GLADSTONE BANK | DE | SHAREHOLDER | E | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | D | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| LASSUS, DIAHANN, WYKE | I | PRESIDENT | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
| WHERLEY, CLARE, ELIZABETH | I | CEO | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
| PEAPACK-GLADSTONE FINANCIAL CORPORATION | DE | PEAPACK-GLADSTONE BANK | E | Control |
Registrations
Federal
IA
Jan 29, 2021 REGISTERED
Notice Filings (20)
CA DC FL GA IL MA MD ME MS NC NH NJ NY OK PA SC TX VA VT WA
Address
1 ACADEMY STREETNEW PROVIDENCE, NJ 07974-1842
United States
Phone: 908-464-0102