RIA Intelligence

GOLD COAST SECURITIES, INC.

CRD #110925 SEC #801-60090 THOUSAND OAKS, CA 805-496-3660
SEC Registered Broker-Dealer Disclosures
Total AUM
$31.1M
Discretionary
$18.9M
Employees
11
Clients
1
Accounts
171
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 9, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CCO/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
HO, TAE POMICEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYIREGISTERED PRINCIPAL/SHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISVP/CMO/DIRECTORC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
LAMIA, CHRISTOPHER ANTHONYISHAREHOLDERC Control
SCHUETTE, RICHARD ALLEN JRISVP/COO/DIRECTORC Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COOA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control
TAMANO, SALLY YIPISVP, COO, DIRECTORA Control

Registrations

Federal

IA
Jul 9, 2012 REGISTERED

Notice Filings (13)

AZ CA DC GA HI ID IN OH OR TN TX VA WA

Address

275 E. HILLCREST DRIVE, SUITE 225
THOUSAND OAKS, CA 91360
United States
Phone: 805-496-3660