| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| BROWN, STEPHEN, LANDESMAN | I | DIRECTOR | NA | |
| CHOPRA, VIJAY, KUMAR | I | VICE PRESIDENT | NA | Control |
| CHOPRA, VIJAY, KUMAR | I | VICE PRESIDENT | NA | Control |
| CHOPRA, VIJAY, KUMAR | I | VICE PRESIDENT | NA | Control |
| CHOPRA, VIJAY, KUMAR | I | VICE PRESIDENT | NA | Control |
| CHOPRA, VIJAY, KUMAR | I | VICE PRESIDENT | NA | Control |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| DRYSDALE, ERIC, CLIFF | I | DIRECTOR | NA | |
| FAUST, DAVID, IRVING | I | CCO | NA | |
| FAUST, DAVID, IRVING | I | CCO | NA | |
| FAUST, DAVID, IRVING | I | CCO | NA | |
| FAUST, DAVID, IRVING | I | CCO | NA | |
| FAUST, DAVID, IRVING | I | CCO | NA | |
| FAUST, DAVID, IRVING | I | CCO | NA | |
| FAUST, DAVID, IRVING | I | CCO | NA | |
| FAUST, DAVID, IRVING | I | PRESIDENT, SECRETARY, CCO | NA | Control |
| FAUST, DAVID, IRVING | I | PRESIDENT, SECRETARY, CCO | NA | Control |
| FAUST, DAVID, IRVING | I | DIRECTOR, PRESIDENT, SECRETARY, CCO | NA | Control |
| FAUST, DAVID, IRVING | I | DIRECTOR, PRESIDENT, SECRETARY, CCO | NA | Control |
| FAUST, DAVID, IRVING | I | DIRECTOR, PRESIDENT, SECRETARY, CCO | NA | Control |
| FAUST, DAVID, IRVING | I | DIRECTOR, PRESIDENT, SECRETARY, CCO | NA | Control |
| GOTTLIEB, PETER, DAVID | I | VICE PRESIDENT | NA | Control |
| GOTTLIEB, PETER, DAVID | I | VICE PRESIDENT | NA | |
| Levine, Arthur, Marvin | I | DIRECTOR | NA | |
| Levine, Arthur, Marvin | I | DIRECTOR | NA | |
| Levine, Arthur, Marvin | I | DIRECTOR | NA | |
| Levine, Arthur, Marvin | I | DIRECTOR | NA | |
| Levine, Arthur, Marvin | I | DIRECTOR | NA | |
| Levine, Arthur, Marvin | I | DIRECTOR | NA | |
| STEINER, JEFFREY, JOSEF | I | DIRECTOR | NA | |
| STEINER, JEFFREY, JOSEF | I | DIRECTOR | NA | |
| STEINER, JEFFREY, JOSEF | I | DIRECTOR | NA | |
| STEINER, JEFFREY, JOSEF | I | DIRECTOR | NA | |
| STEINER, JEFFREY, JOSEF | I | DIRECTOR | NA | |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO,CCO | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO,CCO | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO,CHIEF COMPLIANCE OFFICER | E | Control |
| LEVINE, IRVING | I | PRESIDENT | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO,CHIEF COMPLIANCE OFFICER | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO,CHIEF COMPLIANCE OFFICER | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO,CHIEF COMPLIANCE OFFICER | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO,CHIEF COMPLIANCE OFFICER | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO,CHIEF COMPLIANCE OFFICER | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO | E | Control |
| LEVINE, IRVING | I | PRESIDENT,CEO,CFO | E | Control |