PRENTISS SMITH & COMPANY, INC.
CRD #110928 SEC #801-17579 BRATTLEBORO, VT 802-254-2913
SEC Registered
Total AUM
$437M
Discretionary
$431M
Employees
8
Clients
--
Accounts
638
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2025 | $437M | $431M | $6M | 8 | 0 |
| Mar 2025 | $437M | $431M | $6M | 8 | 0 |
| Mar 2025 | $437M | $431M | $6M | 8 | 0 |
| Mar 2024 | $439.1M | $432.5M | $6.6M | 9 | 0 |
| Mar 2023 | $402M | $396.4M | $5.6M | 9 | 0 |
| Nov 2022 | $473M | $470.5M | $2.6M | 9 | 1 |
| Mar 2022 | $473M | $470.5M | $2.6M | 9 | 1 |
| Mar 2022 | $473M | $470.5M | $2.6M | 9 | 1 |
| Nov 2021 | $449.7M | $445.3M | $4.4M | 8 | 0 |
| Apr 2021 | $449.7M | $445.3M | $4.4M | 8 | 0 |
| Mar 2021 | $449.7M | $445.3M | $4.4M | 8 | 0 |
| Nov 2020 | $420.5M | $416.6M | $3.9M | 9 | 0 |
| May 2020 | $420.5M | $416.6M | $3.9M | 9 | 0 |
| Mar 2020 | $420.5M | $416.6M | $3.9M | 9 | 0 |
| Nov 2019 | $395.9M | $391M | $4.9M | 8 | 0 |
| Mar 2019 | $395.9M | $391M | $4.9M | 8 | 0 |
| Mar 2018 | $439.8M | $433.5M | $6.3M | 9 | 0 |
| Nov 2017 | $396.2M | $394.6M | $1.6M | 7 | 500 |
| Mar 2017 | $396.2M | $394.6M | $1.6M | 7 | 400 |
| Dec 2016 | $396.5M | $396.5M | $0 | 7 | 400 |
| Jul 2016 | $396.5M | $396.5M | $0 | 7 | 400 |
| Jun 2016 | $396.5M | $396.5M | $0 | 7 | 400 |
| Mar 2016 | $396.5M | $396.5M | $0 | 7 | 400 |
| Mar 2016 | $396.5M | $396.5M | $0 | 7 | 400 |
| Jan 2016 | $450M | $434.5M | $15.5M | 9 | 400 |
| Dec 2015 | $450M | $434.5M | $15.5M | 9 | 400 |
| Mar 2015 | $450M | $434.5M | $15.5M | 9 | 400 |
| Feb 2014 | $439.3M | $419.7M | $19.6M | 9 | 400 |
| Nov 2013 | $449.8M | $437.8M | $12M | 9 | 400 |
| Feb 2013 | $449.8M | $437.8M | $12M | 9 | 400 |
| Nov 2012 | $472.7M | $459M | $13.7M | 9 | 600 |
| Mar 2012 | $472.7M | $459M | $13.7M | 6 | 600 |
| Apr 2011 | $471.1M | $463.1M | $8M | 10 | -- |
| Mar 2011 | $471.1M | $463.1M | $8M | 10 | -- |
| Aug 2010 | $413.1M | $406.4M | $6.7M | 10 | -- |
| Mar 2009 | $407.2M | $397.1M | $10M | 10 | -- |
| Jan 2008 | $390.3M | $379M | $11.3M | 10 | -- |
| Oct 2007 | $390.3M | $379M | $11.3M | 10 | -- |
| Aug 2007 | $390.3M | $379M | $11.3M | 10 | -- |
| Jan 2007 | $355.1M | $351.5M | $3.6M | 10 | -- |
| Nov 2006 | $355.1M | $351.5M | $3.6M | 10 | -- |
| Sep 2005 | $348.1M | $348.1M | $0 | 10 | -- |
| Aug 2004 | $316.2M | $316.2M | $0 | 10 | -- |
| Mar 2002 | $258.4M | $258.4M | $0 | 10 | -- |
| Aug 2001 | $258.4M | $258.4M | $0 | 10 | -- |
| Jul 2001 | $258.4M | $258.4M | $0 | 10 | -- |
DateMay 2025
Total AUM$437M
Discretionary$431M
Non-Disc.$6M
Employees8
Clients0
DateMar 2025
Total AUM$437M
Discretionary$431M
Non-Disc.$6M
Employees8
Clients0
DateMar 2025
Total AUM$437M
Discretionary$431M
Non-Disc.$6M
Employees8
Clients0
DateMar 2024
Total AUM$439.1M
Discretionary$432.5M
Non-Disc.$6.6M
Employees9
Clients0
DateMar 2023
Total AUM$402M
Discretionary$396.4M
Non-Disc.$5.6M
Employees9
Clients0
DateNov 2022
Total AUM$473M
Discretionary$470.5M
Non-Disc.$2.6M
Employees9
Clients1
DateMar 2022
Total AUM$473M
Discretionary$470.5M
Non-Disc.$2.6M
Employees9
Clients1
DateMar 2022
Total AUM$473M
Discretionary$470.5M
Non-Disc.$2.6M
Employees9
Clients1
DateNov 2021
Total AUM$449.7M
Discretionary$445.3M
Non-Disc.$4.4M
Employees8
Clients0
DateApr 2021
Total AUM$449.7M
Discretionary$445.3M
Non-Disc.$4.4M
Employees8
Clients0
DateMar 2021
Total AUM$449.7M
Discretionary$445.3M
Non-Disc.$4.4M
Employees8
Clients0
DateNov 2020
Total AUM$420.5M
Discretionary$416.6M
Non-Disc.$3.9M
Employees9
Clients0
DateMay 2020
Total AUM$420.5M
Discretionary$416.6M
Non-Disc.$3.9M
Employees9
Clients0
DateMar 2020
Total AUM$420.5M
Discretionary$416.6M
Non-Disc.$3.9M
Employees9
Clients0
DateNov 2019
Total AUM$395.9M
Discretionary$391M
Non-Disc.$4.9M
Employees8
Clients0
DateMar 2019
Total AUM$395.9M
Discretionary$391M
Non-Disc.$4.9M
Employees8
Clients0
DateMar 2018
Total AUM$439.8M
Discretionary$433.5M
Non-Disc.$6.3M
Employees9
Clients0
DateNov 2017
Total AUM$396.2M
Discretionary$394.6M
Non-Disc.$1.6M
Employees7
Clients500
DateMar 2017
Total AUM$396.2M
Discretionary$394.6M
Non-Disc.$1.6M
Employees7
Clients400
DateDec 2016
Total AUM$396.5M
Discretionary$396.5M
Non-Disc.$0
Employees7
Clients400
DateJul 2016
Total AUM$396.5M
Discretionary$396.5M
Non-Disc.$0
Employees7
Clients400
DateJun 2016
Total AUM$396.5M
Discretionary$396.5M
Non-Disc.$0
Employees7
Clients400
DateMar 2016
Total AUM$396.5M
Discretionary$396.5M
Non-Disc.$0
Employees7
Clients400
DateMar 2016
Total AUM$396.5M
Discretionary$396.5M
Non-Disc.$0
Employees7
Clients400
DateJan 2016
Total AUM$450M
Discretionary$434.5M
Non-Disc.$15.5M
Employees9
Clients400
DateDec 2015
Total AUM$450M
Discretionary$434.5M
Non-Disc.$15.5M
Employees9
Clients400
DateMar 2015
Total AUM$450M
Discretionary$434.5M
Non-Disc.$15.5M
Employees9
Clients400
DateFeb 2014
Total AUM$439.3M
Discretionary$419.7M
Non-Disc.$19.6M
Employees9
Clients400
DateNov 2013
Total AUM$449.8M
Discretionary$437.8M
Non-Disc.$12M
Employees9
Clients400
DateFeb 2013
Total AUM$449.8M
Discretionary$437.8M
Non-Disc.$12M
Employees9
Clients400
DateNov 2012
Total AUM$472.7M
Discretionary$459M
Non-Disc.$13.7M
Employees9
Clients600
DateMar 2012
Total AUM$472.7M
Discretionary$459M
Non-Disc.$13.7M
Employees6
Clients600
DateApr 2011
Total AUM$471.1M
Discretionary$463.1M
Non-Disc.$8M
Employees10
Clients--
DateMar 2011
Total AUM$471.1M
Discretionary$463.1M
Non-Disc.$8M
Employees10
Clients--
DateAug 2010
Total AUM$413.1M
Discretionary$406.4M
Non-Disc.$6.7M
Employees10
Clients--
DateMar 2009
Total AUM$407.2M
Discretionary$397.1M
Non-Disc.$10M
Employees10
Clients--
DateJan 2008
Total AUM$390.3M
Discretionary$379M
Non-Disc.$11.3M
Employees10
Clients--
DateOct 2007
Total AUM$390.3M
Discretionary$379M
Non-Disc.$11.3M
Employees10
Clients--
DateAug 2007
Total AUM$390.3M
Discretionary$379M
Non-Disc.$11.3M
Employees10
Clients--
DateJan 2007
Total AUM$355.1M
Discretionary$351.5M
Non-Disc.$3.6M
Employees10
Clients--
DateNov 2006
Total AUM$355.1M
Discretionary$351.5M
Non-Disc.$3.6M
Employees10
Clients--
DateSep 2005
Total AUM$348.1M
Discretionary$348.1M
Non-Disc.$0
Employees10
Clients--
DateAug 2004
Total AUM$316.2M
Discretionary$316.2M
Non-Disc.$0
Employees10
Clients--
DateMar 2002
Total AUM$258.4M
Discretionary$258.4M
Non-Disc.$0
Employees10
Clients--
DateAug 2001
Total AUM$258.4M
Discretionary$258.4M
Non-Disc.$0
Employees10
Clients--
DateJul 2001
Total AUM$258.4M
Discretionary$258.4M
Non-Disc.$0
Employees10
Clients--