KLOSTERMAN CAPITAL CORP
Legal name: HALBERT HARGROVE
CRD #110941 SEC #801-48606 CARLSBAD, CA 760-804-8604
SEC Registered
Total AUM
$102.1M
Discretionary
$97.1M
Employees
5
Clients
--
Accounts
204
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Sep 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KLOSTERMAN, STEVEN, LEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN | DE | TRUST | E | Control |
| STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN | DE | TRUST | E | Control |
| STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN | DE | TRUST | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KLOSTERMAN, LINDA, MELLICK | I | STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN FAMILY TRUST | D | Control |
| KLOSTERMAN, LINDA, MELLICK | I | STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN FAMILY TRUST | D | Control |
| KLOSTERMAN, LINDA, MELLICK | I | STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN FAMILY TRUST | D | Control |
| KLOSTERMAN, STEVEN, LEO | I | STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN FAMILY TRUST | D | Control |
| KLOSTERMAN, STEVEN, LEO | I | STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN FAMILY TRUST | D | Control |
| KLOSTERMAN, STEVEN, LEO | I | STEVEN LEO KLOSTERMAN & LINDA MARY MELLICK KLOSTERMAN FAMILY TRUST | D | Control |
Registrations
Federal
IA
Sep 14, 2005 REGISTERED
Notice Filings (1)
CA
Address
5973 AVENIDA ENCINASSTE 300
CARLSBAD, CA 92008
USA
Phone: 760-804-8604