RIA Intelligence

BRADFORD FINANCIAL CENTER

CRD #110953 SEC #801-68117 CLARION, IA 515.532.6661
SEC Registered
Total AUM
$232.3M
Discretionary
$232.3M
Employees
26
Clients
0
Accounts
1,710

Firm Details

Organization Type
Limited Liability Company
State of Formation
Iowa
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 29, 2025
Branch Offices
4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
AUSBORN, KIMBERLY, SUEIASSISTANT COMPLIANCE OFFICERNA Control
BRADFORD GROUP, INC.DE100% OWNER OF BRADFORD FINANCIAL CENTERE Control
BRADFORD GROUP, INC.DE100% OWNER OF BRADFORD FINANCIAL CENTERE Control
BRADFORD GROUP, INC.DE100% OWNER OF BRADFORD FINANCIAL CENTERE Control
BRADFORD GROUP, INC.DE100% OWNER OF BRADFORD FINANCIAL CENTERE Control
BRADFORD GROUP, INC.DE100% OWNER OF BRADFORD FINANCIAL CENTERE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMICHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMIOWNER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMICHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMICHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMICHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control
TAUSZ, JAMES, WILLIAMICHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTORE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
TAUSZ, JAMES, WILLIAMIBRADFORD GROUP, INC.D Control
TAUSZ, JAMES, WILLIAMIBRADFORD GROUP, INC.D Control

Registrations

Federal

IA
Oct 29, 2025 REGISTERED

Notice Filings (32)

AL AR AZ CA CO FL GA IA IL IN KS KY MD MI MN MO MS MT NC NE NJ NV OH PA SC SD TN TX UT VA WA WI

Address

119 CENTRAL AVE W
CLARION, IA 50525
United States
Phone: 515.532.6661