CAPITAL STRATEGY GROUP LTD
CRD #110956 SEC #801-20826 SYRACUSE, NY 315-471-1547
SEC Registered
Total AUM
$73M
Discretionary
$73M
Employees
2
Clients
0
Accounts
156
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- APRIL
- Registration Date
- --
- Latest Filing
- Jul 1, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT CCO | NA | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT | NA | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT | NA | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT | NA | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT | NA | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT | NA | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT | NA | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT | NA | Control |
| TAYLOR, DONALD, JOHN | I | MEMBER | NA | |
| TAYLOR, DONALD, JOHN | I | TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | VICE PRESIDENT/TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | VICE PRESIDENT/TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | VICE PRESIDENT/TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | VICE PRESIDENT/TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | VICE PRESIDENT/TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | VICE PRESIDENT/TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | VICE PRESIDENT/TREASURER | NA | |
| TAYLOR, DONALD, JOHN | I | VICE PRESIDENT/TREASURER | NA | |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AWS 4 INC | DE | SHAREHOLDER | E | Control |
| AWS 4 INC | DE | SHAREHOLDER | E | Control |
| AWS 4 INC | DE | SHAREHOLDER | E | Control |
| AWS 4 INC | DE | SHAREHOLDER | E | Control |
| AWS 4 INC | DE | SHAREHOLDER | E | Control |
| AWS 4 INC | DE | SHAREHOLDER | E | Control |
| AWS 4 INC | DE | SHAREHOLDER | E | Control |
| AWS 4 INC | DE | SHAREHOLDER | E | Control |
| GRANT, ARTHUR, FRANCIS | I | MANAGING DIRECTOR | D | Control |
| GRANT, ARTHUR, FRANCIS | I | MANAGING DIRECTOR | D | Control |
| GRANT, ARTHUR, FRANCIS | I | MANAGING DIRECTOR | D | Control |
| GRANT, ARTHUR, FRANCIS | I | PRESIDENT | D | Control |
| GRANT, ARTHUR, FRANCIS | I | PRESIDENT | D | Control |
| GRANT, ARTHUR, FRANCIS | I | PRESIDENT | D | Control |
| GRANT, ARTHUR, FRANCIS | I | PRESIDENT | D | Control |
| GRANT, ARTHUR, FRANCIS | I | PRESIDENT | D | Control |
| GRANT, ARTHUR, FRANCIS | I | CHAIRMAN OF THE BOARD | D | Control |
| GRANT, ARTHUR, FRANCIS | I | PRESIDENT | D | Control |
| GRANT, ARTHUR, FRANCIS | I | PRESIDENT | D | Control |
| GRANT, ARTHUR, FRANCIS | I | CHAIRMAN OF THE BOARD | D | Control |
| GRANT, ARTHUR, FRANCIS | I | CHAIRMAN OF THE BOARD | D | Control |
| GRANT, ARTHUR, FRANCIS | I | CHAIRMAN OF THE BOARD | D | Control |
| GRANT, ARTHUR, FRANCIS | I | CHAIRMAN OF THE BOARD | D | Control |
| GRANT, ARTHUR, FRANCIS | I | CHAIRMAN OF THE BOARD | D | Control |
| GRANT, ARTHUR, FRANCIS | I | CHAIRMAN OF THE BOARD | D | Control |
| GRANT, ARTHUR, FRANCIS | I | CHAIRMAN OF THE BOARD | D | Control |
| DIXON, BARRY, MATTHEW | I | TREASURER/ VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | TREASURER/ VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | TREASURER/ VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| DIXON, BARRY, MATTHEW | I | VICE PRESIDENT | B | |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | VICE PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
| SLEEPER, JAMES, BRADLEY | I | PRESIDENT/INVESTMENT MANAGEMENT/CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4 INC | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4 INC | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4 INC | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4 INC | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4 INC | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4 INC | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4 INC | E | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIA HOLDINGS, LLC | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Jul 1, 2020 REGISTERED
Notice Filings (8)
CT FL NC NJ NY PA TX WA
Address
100 MADISON STREETSUITE 1300
SYRACUSE, NY 13202
United States
Phone: 315-471-1547