FIRST INVESTMENT CORPORATION
CRD #110972 SEC #801-24481 BARTLESVILLE, OK 918-337-2045
SEC Registered
Total AUM
$55.8M
Discretionary
$55.7M
Employees
1
Clients
1
Accounts
475
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHAIRMAN/CHEIF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| PHILLIPS, JIMMY, DALE | I | CHAIRMAN | D | Control |
Registrations
Federal
IA
Oct 1, 2012 REGISTERED
Notice Filings (6)
AR FL KS OK SC TX
Address
309 SE FRANK PHILLIPS BLVD.BARTLESVILLE, OK 74003
United States
Phone: 918-337-2045