D. SCOTT NEAL, INC.
CRD #110975 SEC #801-60070 LEXINGTON, KY 859-254-3036
SEC Registered
Total AUM
$352M
Discretionary
$337.8M
Employees
10
Clients
26
Accounts
1,335
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2025 | $352M | $337.8M | $14.3M | 10 | 0 |
| Jan 2025 | $352M | $337.8M | $14.3M | 10 | 0 |
| Mar 2024 | $304.3M | $293M | $11.2M | 10 | 7 |
| Mar 2023 | $269M | $258.9M | $10.1M | 12 | 7 |
| Mar 2022 | $333.7M | $309.5M | $24.2M | 10 | 10 |
| Mar 2021 | $292.1M | $266.2M | $26M | 7 | 14 |
| Jun 2020 | $251.6M | $235.1M | $16.5M | 6 | 14 |
| Mar 2020 | $251.6M | $235.1M | $16.5M | 6 | 14 |
| Feb 2019 | $225.9M | $213.1M | $12.8M | 7 | 14 |
| Feb 2018 | $253.5M | $226.2M | $27.3M | 6 | 11 |
| Mar 2017 | $199.1M | $194.3M | $4.9M | 6 | 500 |
| May 2016 | $195.6M | $187M | $8.5M | 7 | 300 |
| Apr 2016 | $195.6M | $187M | $8.5M | 7 | 300 |
| Mar 2016 | $195.6M | $187M | $8.5M | 7 | 300 |
| Mar 2015 | $206.9M | $204M | $2.9M | 6 | 300 |
| Feb 2014 | $179.4M | $177.2M | $2.2M | 5 | 300 |
| Mar 2013 | $159.8M | $157.2M | $2.7M | 4 | 300 |
| Mar 2012 | $142.8M | $139.5M | $3.2M | 6 | 300 |
| May 2011 | $150.1M | $131.1M | $19M | 10 | -- |
| Mar 2011 | $150.1M | $131.1M | $19M | 10 | -- |
| Oct 2010 | $119.6M | $113.3M | $6.3M | 10 | -- |
| Jan 2010 | $95M | $93.9M | $1.1M | 10 | -- |
| Mar 2008 | $114.8M | $99.5M | $15.3M | 10 | -- |
| Mar 2007 | $105.3M | $91.5M | $13.8M | 10 | -- |
| Dec 2006 | $84.8M | $72.5M | $12.3M | 10 | -- |
| Mar 2006 | $84.8M | $72.5M | $12.3M | 10 | -- |
| Feb 2006 | $68M | $64.4M | $3.6M | 10 | -- |
| Aug 2004 | $81.2M | $74.4M | $6.9M | 5 | -- |
| Mar 2004 | $81.2M | $74.4M | $6.9M | 5 | -- |
| Jan 2004 | $73.8M | $65M | $8.8M | 10 | -- |
| Apr 2002 | $74.3M | $62.4M | $11.9M | 10 | -- |
| Apr 2002 | $74.3M | $62.4M | $11.9M | 10 | -- |
DateApr 2025
Total AUM$352M
Discretionary$337.8M
Non-Disc.$14.3M
Employees10
Clients0
DateJan 2025
Total AUM$352M
Discretionary$337.8M
Non-Disc.$14.3M
Employees10
Clients0
DateMar 2024
Total AUM$304.3M
Discretionary$293M
Non-Disc.$11.2M
Employees10
Clients7
DateMar 2023
Total AUM$269M
Discretionary$258.9M
Non-Disc.$10.1M
Employees12
Clients7
DateMar 2022
Total AUM$333.7M
Discretionary$309.5M
Non-Disc.$24.2M
Employees10
Clients10
DateMar 2021
Total AUM$292.1M
Discretionary$266.2M
Non-Disc.$26M
Employees7
Clients14
DateJun 2020
Total AUM$251.6M
Discretionary$235.1M
Non-Disc.$16.5M
Employees6
Clients14
DateMar 2020
Total AUM$251.6M
Discretionary$235.1M
Non-Disc.$16.5M
Employees6
Clients14
DateFeb 2019
Total AUM$225.9M
Discretionary$213.1M
Non-Disc.$12.8M
Employees7
Clients14
DateFeb 2018
Total AUM$253.5M
Discretionary$226.2M
Non-Disc.$27.3M
Employees6
Clients11
DateMar 2017
Total AUM$199.1M
Discretionary$194.3M
Non-Disc.$4.9M
Employees6
Clients500
DateMay 2016
Total AUM$195.6M
Discretionary$187M
Non-Disc.$8.5M
Employees7
Clients300
DateApr 2016
Total AUM$195.6M
Discretionary$187M
Non-Disc.$8.5M
Employees7
Clients300
DateMar 2016
Total AUM$195.6M
Discretionary$187M
Non-Disc.$8.5M
Employees7
Clients300
DateMar 2015
Total AUM$206.9M
Discretionary$204M
Non-Disc.$2.9M
Employees6
Clients300
DateFeb 2014
Total AUM$179.4M
Discretionary$177.2M
Non-Disc.$2.2M
Employees5
Clients300
DateMar 2013
Total AUM$159.8M
Discretionary$157.2M
Non-Disc.$2.7M
Employees4
Clients300
DateMar 2012
Total AUM$142.8M
Discretionary$139.5M
Non-Disc.$3.2M
Employees6
Clients300
DateMay 2011
Total AUM$150.1M
Discretionary$131.1M
Non-Disc.$19M
Employees10
Clients--
DateMar 2011
Total AUM$150.1M
Discretionary$131.1M
Non-Disc.$19M
Employees10
Clients--
DateOct 2010
Total AUM$119.6M
Discretionary$113.3M
Non-Disc.$6.3M
Employees10
Clients--
DateJan 2010
Total AUM$95M
Discretionary$93.9M
Non-Disc.$1.1M
Employees10
Clients--
DateMar 2008
Total AUM$114.8M
Discretionary$99.5M
Non-Disc.$15.3M
Employees10
Clients--
DateMar 2007
Total AUM$105.3M
Discretionary$91.5M
Non-Disc.$13.8M
Employees10
Clients--
DateDec 2006
Total AUM$84.8M
Discretionary$72.5M
Non-Disc.$12.3M
Employees10
Clients--
DateMar 2006
Total AUM$84.8M
Discretionary$72.5M
Non-Disc.$12.3M
Employees10
Clients--
DateFeb 2006
Total AUM$68M
Discretionary$64.4M
Non-Disc.$3.6M
Employees10
Clients--
DateAug 2004
Total AUM$81.2M
Discretionary$74.4M
Non-Disc.$6.9M
Employees5
Clients--
DateMar 2004
Total AUM$81.2M
Discretionary$74.4M
Non-Disc.$6.9M
Employees5
Clients--
DateJan 2004
Total AUM$73.8M
Discretionary$65M
Non-Disc.$8.8M
Employees10
Clients--
DateApr 2002
Total AUM$74.3M
Discretionary$62.4M
Non-Disc.$11.9M
Employees10
Clients--
DateApr 2002
Total AUM$74.3M
Discretionary$62.4M
Non-Disc.$11.9M
Employees10
Clients--