BOSTON ADVISORS INC
CRD #110981 SEC #801-18130 BOSTON, MA 617-348-3100
SEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
Employees
--
Clients
--
Accounts
220
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 29, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOTWINICK, ALLEN, GEORGE | I | DIRECTOR,CHAIRMAN | NA | |
| FLAXINGTON, BEVERLY, DIANA | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOROWITZ, DAVID, ADAM | I | ASSISTANT CLERK | NA | |
| KERRIGAN, TANYA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERRIGAN, TANYA, ANN | I | CHIEF COMPLIANCE DIRECTOR | NA | |
| KERRIGAN, TANYA, ANN | I | CHIEF COMPLIANCE DIRECTOR | NA | |
| KERRIGAN, TANYA, ANN | I | CHIEF COMPLIANCE DIRECTOR | NA | |
| KUCKRO, LEE, GERARD | I | CLERK & DIRECTOR | NA | |
| LILIENTHAL, MARTIN, MATTHEW | I | DIRECTOR | NA | |
| MAGGIACOMO, RONALD, BIAGIO | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGGIACOMO, RONALD, BIAGIO | I | CHIEF OPERATING OFFICER | NA | Control |
| MAGGIACOMO, RONALD, BIAGIO | I | CHIEF OPERATING OFFICER | NA | Control |
| MCADAM, DONNA, CONSTANCE | I | VICE PRESIDENT OF OPERATIONS | NA | |
| MCADAM, DONNA, CONSTANCE | I | VICE PRESIDENT OF OPERATIONS | NA | |
| MCADAM, DONNA, CONSTANCE | I | VICE PRESIDENT OF OPERATIONS | NA | |
| MCADAM, DONNA, CONSTANCE | I | VICE PRESIDENT OF OPERATIONS | NA | |
| ROBBINS, AMY, LOU | I | DIRECTOR OF FINANCE | NA | |
| ROBBINS, AMY, LOU | I | DIRECTOR OF FINANCE | NA | |
| ROBBINS, AMY, LOU | I | DIRECTOR OF FINANCE | NA | |
| SAWAN, DONNA, LEE | I | TREASURER | NA | |
| SHEA, RICHARD, D | I | TREASURER | NA | Control |
| VOGELZANG, MICHAEL, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| VOGELZANG, MICHAEL, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| VOGELZANG, MICHAEL, JAMES | I | PRESIDENT & DIRECTOR | NA | |
| VOGELZANG, MICHAEL, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| VOGELZANG, MICHAEL, JAMES | I | PRESIDENT & DIRECTOR | NA | Control |
| THE ADVEST GROUP, INC. | DE | OWNER | E | Control |
| THE ADVEST GROUP, INC. | DE | OWNER | E | Control |
| THE ADVEST GROUP, INC. | DE | OWNER | E | Control |
| THE ADVEST GROUP, INC. | DE | OWNER | E | Control |
| THE MONY GROUP, INC. | DE | OWNER, PARENT COMPANY OF THE ADVEST GROUP, INC. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MERRILL LYNCH & COMPANY, INC. | DE | MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED | E | Control |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DE | THE ADVEST GROUP, INC. | E | Control |
| THE MONY GROUP INC. | DE | THE ADVEST GROUP, INC. | E | Control |
| THE MONY GROUP INC. | DE | THE ADVEST GROUP, INC. | E | Control |
| THE MONY GROUP INC. | DE | THE ADVEST GROUP, INC. | E | Control |
Registrations
Federal
IA
Apr 29, 2002 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
100 FEDERAL STBOSTON, MA 2110
USA
Phone: 617-348-3100