GIMBEL ARTHUR D INC
CRD #110982 SEC #801-12806 BURLINGAME, CA 650-692-4484
SEC Registered
Total AUM
$42.2M
Discretionary
$42.2M
Employees
1
Clients
--
Accounts
101
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARAGON, CATHERINE | I | CCO | NA | |
| ARAGON, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARAGON, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARAGON, CATHERINE | I | CCO | NA | |
| ARAGON, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARAGON, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARAGON, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARAGON, CATHERINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
| GIMBEL, ARTHUR, DALE | I | PRESIDENT AND CEO | E | Control |
Registrations
Federal
IA
May 11, 2012 REGISTERED
Notice Filings (1)
CA
Address
840 HINCKLEY ROADSUITE 147
BURLINGAME, CA 94010-1505
United States
Phone: 650-692-4484