FROLEY REVY INVESTMENT CO INC.
CRD #110993 SEC #801-10672 LOS ANGELES, CA 310-208-4938
SEC Registered
Total AUM
$3.4B
Discretionary
$3.4B
Employees
--
Clients
--
Accounts
61
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD, JOSEPH | I | DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD, JOSEPH | I | DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD, JOSEPH | I | DIRECTOR | NA | Control |
| FROLEY, GEORGE, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | |
| FROLEY, GEORGE, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | |
| FROLEY, GEORGE, ARTHUR | I | CHAIRMAN AND DIRECTOR | NA | |
| HERBERT, JAMES, H. | I | DIRECTOR | NA | Control |
| HERBERT, JAMES, H. | I | DIRECTOR | NA | Control |
| HERBERT, JAMES, H. | I | DIRECTOR | NA | Control |
| HOULIHAN, ANN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOULIHAN, ANN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOULIHAN, ANN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOULIHAN, ANN, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALIK, RAVI | I | DIRECTOR | NA | Control |
| MALIK, RAVI | I | DIRECTOR | NA | Control |
| MALIK, RAVI | I | DIRECTOR | NA | Control |
| MALIK, RAVI | I | DIRECTOR | NA | Control |
| OCONNELL, KARIN, ANDREA | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| OCONNELL, KARIN, ANDREA | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| OCONNELL, KARIN, ANDREA | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| OCONNELL, KARIN, ANDREA | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| REVY, MICHAEL | DE | DIRECTOR | C | Control |
Registrations
Federal
IA
Feb 27, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
10900 WILSHIRE BLVDSUITE 900
LOS ANGELES, CA 90024
USA
Phone: 310-208-4938