RIA Intelligence

ARS FINANCIAL SERVICES, INC.

CRD #110998 SEC #801-21621 JERICHO, NY 516-932-5130
SEC Registered
Total AUM
$509.1M
Discretionary
$26.2M
Employees
--
Clients
--
Accounts
1,475

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ROSENBERG, LEE, EVANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
ROSENBERG, LEE, EVANIVICE PRESIDENTD Control
ROSENBERG, LEE, EVANIVICE PRESIDENTD Control
ROSENBERG, LEE, EVANIVICE PRESIDENTD Control
ROSENBERG, LEE, EVANIVICE PRESIDENTD Control
ROSENBERG, LEE, EVANIVICE PRESIDENTD Control
ROSENBERG, LEE, EVANIVICE PRESIDENTD Control
SPATAFORE, ANTHONY, ROBERTIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
SPATAFORE, ANTHONY, ROBERTIPRESIDENT & CCOD Control
SPATAFORE, ANTHONY, ROBERTIPRESIDENTD Control
SPATAFORE, ANTHONY, ROBERTIPRESIDENTD Control
SPATAFORE, ANTHONY, ROBERTIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
SPATAFORE, ANTHONY, ROBERTIPRESIDENTD Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (2)

FL NY

Address

500 NORTH BROADWAY
SUITE 260
JERICHO, NY 11753
United States
Phone: 516-932-5130