RIA Intelligence

FINDELL & CO INC

CRD #111004 SEC #801-26968 ROCHESTER, NH 603-332-1696
SEC Registered
Total AUM
$39.2M
Discretionary
$39.2M
Employees
5
Clients
10
Accounts
45

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Sep 13, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FINDELL, GEORGEICHIEF COMPLIANCE OFFICERE Control
FINDELL, GEORGEICHIEF COMPLIANCE OFFICERE Control
FINDELL, GEORGE JR.DEPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
FINDELL, GEORGE JR.DEPRESIDENTE Control
FINDELL, GEORGE JR.DEPRESIDENTE Control

Registrations

Federal

IA
Sep 13, 2005 REGISTERED

Notice Filings (2)

NH VT

Address

57 59 S MAIN ST
ROCHESTER, NH 3867
USA
Phone: 603-332-1696