RIA Intelligence

SMS INVESTMENT COMPANY, LLC

CRD #111024 SEC #801-60173 GIG HARBOR, WA 253-851-4300
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Washington
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CANNING, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA
CANNING, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA
DOWNEY, DANEEN, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
EWASKO, JASON, MICHAELICHIEF COMPLIANCE OFFICERNA
EWASKO, JASON, MICHAELICHIEF COMPLIANCE OFFICERNA
EWASKO, JASON, MICHAELICHIEF COMPLIANCE OFFICERNA
EWASKO, JASON, MICHAELICHIEF COMPLIANCE OFFICERNA
HAMILTON, CRAIG, RANDALLIMANAGERNA Control
HAMILTON, CRAIG, RANDALLIMANAGERNA Control
HAMILTON, CRAIG, RANDALLIMANAGERNA Control
HAMILTON, CRAIG, RANDALLIMANAGERNA Control
HAMILTON, CRAIG, RANDALLIMANAGERNA Control
HAMILTON, CRAIG, RANDALLIMANAGERNA Control
HAMILTON, CRAIG, RANDALLIMANAGERNA Control
KARBOSKI, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA
KARBOSKI, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA
KARBOSKI, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA
KARBOSKI, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA
KARBOSKI, CHERYL, LYNNICHIEF COMPLIANCE OFFICERNA
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
LAZAR, EDWARD, MATTHEWIMANAGERNA Control
RUSSELL, GEORGE, FORDIMANAGERNA Control
RUSSELL, GEORGE, FORDIMANAGERNA Control
RUSSELL, GEORGE, FORDIMANAGERNA Control
RUSSELL, GEORGE, FORDIMANAGERNA Control
SUNSHINE MANAGEMENT SERVICES, LLCDEOWNERE Control
SUNSHINE MANAGEMENT SERVICES, LLCDEOWNERE Control
THE THRESHOLD GROUP, LLCDEOWNERE Control
THE THRESHOLD GROUP, LLCDEOWNERE Control
THE THRESHOLD GROUP, LLCDEOWNERE Control
THE THRESHOLD GROUP, LLCDEOWNERE Control
THRESHOLD GROUP, LLCDEOWNERE Control
THRESHOLD GROUP, LLCDEOWNERE Control
THRESHOLD GROUP, LLCDEOWNERE Control
THRESHOLD GROUP, LLCDEOWNERE Control
THRESHOLD GROUP, LLCDEOWNERE Control
THRESHOLD GROUP, LLCDEOWNERE Control
THRESHOLD GROUP, LLCDEOWNERE Control
THRESHOLD GROUP, LLCDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
LAZAR, EDWARD, MATTHEWI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
LAZAR, EDWARD, MATTHEWI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
LAZAR, EDWARD, MATTHEWI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
LAZAR, EDWARD, MATTHEWI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
LAZAR, EDWARD, MATTHEWI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
LAZAR, EDWARD, MATTHEWI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
LAZAR, EDWARD, MATTHEWI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
MORTON, JAMES, HAMILTONI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
MORTON, JAMES, HAMILTONI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
MORTON, JAMES, HAMILTONI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
MORTON, JAMES, HAMILTONI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
MORTON, JAMES, HAMILTONI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
MORTON, JAMES, HAMILTONI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
MORTON, JAMES, HAMILTONI2006 THRESHOLD RETURN OF CAPITAL TRUSTF Control
RT MANAGEMENT, LLCDETHRESHOLD GROUP, LLCE Control
RT MANAGEMENT, LLCDETHRESHOLD GROUP, LLCE Control
RT MANAGEMENT, LLCDETHRESHOLD GROUP, LLCE Control
RT MANAGEMENT, LLCDETHRESHOLD GROUP, LLCE Control
RT MANAGEMENT, LLCDETHRESHOLD GROUP, LLCE Control
RT MANAGEMENT, LLCDETHRESHOLD GROUP, LLCE Control
RT MANAGEMENT, LLCDETHRESHOLD GROUP, LLCE Control
2006 THRESHOLD RETURN OF CAPITAL TRUSTDERT MANAGEMENT, LLCD Control
2006 THRESHOLD RETURN OF CAPITAL TRUSTDERT MANAGEMENT, LLCD Control
2006 THRESHOLD RETURN OF CAPITAL TRUSTDERT MANAGEMENT, LLCD Control
RUSSELL, GEORGE, FORDISUNSHINE MANGEMENT SERVICES, LLCD Control
RUSSELL, GEORGE, FORDISUNSHINE MANGEMENT SERVICES, LLCD Control
RUSSELL, JANE, THOMPSONISUNSHINE MANAGEMENT SERVICES, LLCD Control
RUSSELL, JANE, THOMPSONISUNSHINE MANAGEMENT SERVICES, LLCD Control

Registrations

Federal

IA
Mar 29, 2017 REGISTERED

Notice Filings (2)

AZ WA

Address

3025 HARBORVIEW DRIVE
GIG HARBOR, WA 98335
United States
Phone: 253-851-4300