LEGACY ADVISORY SERVICES, INC.
CRD #111027 SEC #801-55916 PETALUMA, CA 707-781-6100
SEC Registered
Total AUM
$31.1M
Discretionary
$13.7M
Employees
51
Clients
101
Accounts
130
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| FOLEY, ANN, MARIE | I | COMPLIANCE DIRECTOR | NA | |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| PITTS, ROBERT, PRESTON | I | PRESIDENT | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/CCO | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| QVISTGAARD, LARRY, LUND | I | VICE PRESIDENT/SECTY | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| REGAN, LYNDA, LOUISE | I | DIRECTOR | NA | Control |
| TAYLOR, STEVEN, GEORGE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| TAYLOR, STEVEN, GEORGE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| TAYLOR, STEVEN, GEORGE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| TAYLOR, STEVEN, GEORGE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| TAYLOR, STEVEN, GEORGE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| TAYLOR, STEVEN, GEORGE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
| REGAN HOLDING CORPORATION | DE | HOLDING CORPORATION | E | Control |
Registrations
Federal
IA
Mar 9, 2007 REGISTERED
Notice Filings (42)
AR AZ CA CO CT DC FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA RI SC TX UT VA WA WI
Address
2090 MARINA AVENUEBOX 6030
PETALUMA, CA 94954-6030
USA
Phone: 707-781-6100